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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

CHIKAKO KASHINO

Advisor at CETERA INVESTMENT ADVISERS LLC

REDONDO BEACH, CA

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Search this name across graphsid dfx:ria:a979990a-b071-82e4-061b-81dc52c67bfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 12, 1996
First registration: Nov 24, 2004
Dual registered: yes, broker-dealer
Other names: CHIKAKO KASHINO-POWELL|CHIKAKO POWELL
IAPD individual key: 2738091

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	REDONDO BEACH, CA	Current employment
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 26, 2012	Jan 2, 2015	no	ORANGE, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 25, 2011	Nov 19, 2012	no	REDONDO BEACH, CA\|SAN DIEGO, CA\|REDONDO BEACH, CA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jan 31, 2008	Mar 2, 2011	no	BEVERLY HILLS, CA\|GLENDALE, CA	Previous registration
WADDELL & REED	Former SEC adviser	Apr 5, 2005	Jan 30, 2008	no	TORRANCE, CA\|TORRANCE, CA	Previous registration
MONY SECURITIES CORPORATION	n/a	Nov 24, 2004	Mar 29, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Jan 2, 2015	Jun 29, 2023	3,100	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Nov 19, 2012	Nov 26, 2012	7	Firm change	Other
ESI FINANCIAL ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	Mar 2, 2011	Feb 25, 2011	-5	Firm change	Other
WADDELL & REED	ESI FINANCIAL ADVISORS	Jan 30, 2008	Jan 31, 2008	1	Firm change	Other
MONY SECURITIES CORPORATION	WADDELL & REED	Mar 29, 2005	Apr 5, 2005	7	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 26, 2012 to Jan 2, 2015factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 25, 2011 to Nov 19, 2012factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 31, 2008 to Mar 2, 2011factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 5, 2005 to Jan 30, 2008factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 24, 2004 to Mar 29, 2005factForm ADV

Dated events

No dated event names this entity yet.