DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• K••••••

C••••• I••••••••• A••••••• L••BD affiliatedRedondo Beach, Cadual registrantIAPD 2738091

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••••• K••••••-Powell

At current firm

3 y

since Jun 29, 2023

In the industry

30 y

since Jul 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Redondo Beach, Ca
C•••••• G••••••• W••••• M••••••••• L•• former
Nov 26, 2012 to Jan 2, 2015 · Orange, Ca
W••••••• F•••••••• S•••••••• I••• former
Feb 25, 2011 to Nov 19, 2012 · Redondo Beach, Ca
E•• F•••••••• A••••••• independent RIA
Jan 31, 2008 to Mar 2, 2011 · Beverly Hills, Ca
W•••••• • R••• former
Apr 5, 2005 to Jan 30, 2008 · Torrance, Ca
M••• S••••••••• C••••••••• unclassified
Nov 24, 2004 to Mar 29, 2005 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• G••••••• W••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 2, 2015, registered Jun 29, 2023 (3100 days) · Other
W••••••• F•••••••• S•••••••• I••• to C•••••• G••••••• W••••• M••••••••• L••
left Nov 19, 2012, registered Nov 26, 2012 (7 days) · Other
E•• F•••••••• A••••••• to W••••••• F•••••••• S•••••••• I•••
left Mar 2, 2011, registered Feb 25, 2011 (-5 days) · Other
W•••••• • R••• to E•• F•••••••• A•••••••
left Jan 30, 2008, registered Jan 31, 2008 (1 days) · Other
M••• S••••••••• C••••••••• to W•••••• • R•••
left Mar 29, 2005, registered Apr 5, 2005 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address