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Advisor at CREATIVE PLANNING
Alpharetta, GA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Oct 19, 2017 | n/a | yes | OVERLAND PARK, KS|Alpharetta, GA|Alpharetta, GA | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Jun 21, 2013 | Mar 20, 2017 | no | ATLANTA, GA|SCOTTSDALE, AZ|Atlanta, GA | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 23, 2005 | May 30, 2006 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jul 29, 2004 | Jan 21, 2005 | no | GASTONIA, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | CREATIVE PLANNING | Mar 20, 2017 | Oct 19, 2017 | 213 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | USAA FINANCIAL PLANNING SERVICES | May 30, 2006 | Jun 21, 2013 | 2,579 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | ADVICE AND PLANNING SERVICES | Jan 21, 2005 | Mar 23, 2005 | 61 | Firm change | Other |