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CRD 105818
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• D•••• B••••• | Chartered Financial Analyst | BETHESDA, MD | 11 | 28 | 1 | no |
| J•••••• D•••••• L••• | n/a | Naples, FL | 9 | 37 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••••• S••••• M•••••• | President | B | yes | 03/2019 | Mar 29, 2012 | Mar 11, 2024 |
| L•••• W••••••• M• •• O•••• | EXECUTIVE VICE PRESIDENT | B | yes | 09/2005 | Mar 29, 2012 | Mar 11, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 33.3% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $750M | $726M | 3.3% | $581M | 8.9% | 10 | 10 | 1 | 1 |
| no |
| B•••• R••••• Z•••••••• | Chartered Financial Analyst | BETHESDA, MD | 7 | 10 | n/a | no |
| PORTFOLIO MANAGER |
| B |
| yes |
| 07/2010 |
| Mar 31, 2017 |
| Mar 11, 2024 |
| B•••••• J••••• D•••• | PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | B | no | 10/2021 | Jun 25, 2012 | Mar 11, 2024 |
| C••••• W•••• S• | CHIEF COMPLIANCE OFFICER | Na | no | 10/2023 | Oct 4, 2023 | Mar 11, 2024 |
| G••••••••• J••••• M•••• | DIRECTOR OF INVESMENT OPERATIONS | A | no | 07/2023 | Mar 29, 2016 | Mar 11, 2024 |
| L•••••••• B••••• C••••••••• | DIRECTOR OF BUSINESS DEVELOPMENT | A | no | 09/2022 | Aug 18, 2023 | Mar 11, 2024 |
| S••••••• L••••••• B••••••••• | DIRECTOR, CLIENT RELATIONS AND MARKETING | A | no | 03/2019 | Oct 6, 2021 | Mar 11, 2024 |
| Z••••••••• B••••• R••••• | RESEARCH ANALYST | B | no | 04/2019 | Apr 16, 2019 | Mar 11, 2024 |
| Mar 12, 2026 |
| $750M |
| $735M |
| 10 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 11, 2025 | $726M | $716M | 10 | 4 | 1 | n/a | n/a |
| 2023 | Mar 11, 2024 | $657M | $649M | 11 | 4 | 1 | n/a | n/a |
| 2022 | Jan 24, 2023 | $581M | $577M | 11 | 4 | 1 | n/a | n/a |
| 2021 | Mar 17, 2022 | $711M | $711M | 10 | 4 | 1 | n/a | n/a |
| 2020 | Mar 24, 2021 | $647M | $647M | 13 | 5 | 1 | n/a | n/a |
| 2019 | Mar 12, 2020 | $659M | $659M | 13 | 6 | 1 | n/a | n/a |
| 2018 | Jan 31, 2019 | $946M | $946M | 13 | 6 | 1 | n/a | n/a |
| 2017 | Mar 27, 2018 | $1.1B | $1.1B | 14 | 6 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.1B | $1.1B | 14 | 7 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $1.2B | $1.2B | 14 | 7 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.4B | $1.3B | 14 | 6 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $624M | $624M | 11 | 6 | n/a | n/a | n/a |
| 2012 | Feb 26, 2013 | $484M | $484M | 11 | 6 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $481M | $481M | n/a | n/a | n/a | n/a | n/a |