DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• I••••••••• P••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Mar 29, 2012 · 41 filings
SEC status approved since May 12, 1972
RAUM
$750M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
49%
$368M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$250M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$750M as of Jul 14, 2026
Mar 29, 2012$481M then
HNW client RAUM$234M as of Jul 14, 2026
Mar 27, 2018$117M then
State-registered IARs (5.B.3)6 as of Jul 14, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Jul 14, 2026
Feb 26, 201311 then
Private funds: no history
RAUM +3.3% over the last fiscal year+8.9% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $250MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 175derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$340M45%
- High-net-worth individuals$234M31%
- Individuals$135M18%
- Corporations and businesses$36.6M4.9%
- Charitable organizations$4.8M0.6%
- Individual clients
- 463reported
- HNW clients
- 63reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 551reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.49 fund_share=0.45 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••• B•••••Chartered Financial Analyst | Bethesda, Md | Oct 6, 2014 | 28 y | 1 |
| J•••••• D•••••• L••• | Naples, Fl | Jun 7, 2017 | 37 y | 0 |
| B•••• R••••• Z••••••••Chartered Financial Analyst | Bethesda, Md | Jan 10, 2019 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- L•••••• B••••••••• S•••••• to I••••••••• P•••••••May 19, 2026 · RIA to RIA
- S•••••• E•••••••• K•••••• to B••••• W•••••• L••Jul 21, 2023 · RIA to RIA
- J••• P• P•••••••• to F•• C•••••• P•••••••Jul 25, 2017 · Other
Joined, latest
- S•••••• E•••••••• K•••••• from T•••• C•••••• P••••••• L••Jul 25, 2017 · Other
- J•••• D•••• B••••• from R••••••• C•••••• M••••••••• L••Oct 6, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• S••••• M•••••• · Presidentcontrolsince 03/2019 · owns 10% to 25%
- L•••• W••••••• M• •• O•••• · Executive Vice Presidentcontrolsince 09/2005 · owns 10% to 25%
- L•••• J••••••• D•••••• · Portfolio Managercontrolsince 07/2010 · owns 10% to 25%
- B•••••• J••••• D•••• · Portfolio Manager, Director Of Researchsince 10/2021 · owns 10% to 25%
- C••••• W•••• S• · Chief Compliance Officersince 10/2023 · owns less than 5%
- G••••••••• J••••• M•••• · Director Of Invesment Operationssince 07/2023 · owns 5% to 10%
- L•••••••• B••••• C••••••••• · Director Of Business Developmentsince 09/2022 · owns 5% to 10%
- S••••••• L••••••• B••••••••• · Director, Client Relations And Marketingsince 03/2019 · owns 5% to 10%
- Z••••••••• B••••• R••••• · Research Analystsince 04/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list T••••• I••••••••• P••••••• L•• as a related person
- 173090 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 486 to 551Nov 6, 2025 to Mar 12, 2026
- Charity clients · 3.0 to unsetNov 6, 2025 to Mar 12, 2026
- Corporate clients · 21 to 22Nov 6, 2025 to Mar 12, 2026
- HNW clients · 69 to 63Nov 6, 2025 to Mar 12, 2026
- Individual clients · 392 to 463Nov 6, 2025 to Mar 12, 2026
- Discretionary RAUM · $716M to $735MNov 6, 2025 to Mar 12, 2026
- HNW RAUM · $232M to $234MNov 6, 2025 to Mar 12, 2026
- Individual RAUM · $117M to $135MNov 6, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $9.7M to $14.9MNov 6, 2025 to Mar 12, 2026
- RAUM · $726M to $750MNov 6, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 11, 2025 to Jul 25, 2025
- Accounts · 426 to 486Mar 11, 2024 to Mar 11, 2025
- HNW clients · 61 to 69Mar 11, 2024 to Mar 11, 2025
- Individual clients · 340 to 392Mar 11, 2024 to Mar 11, 2025
- Employees · 11 to 10Mar 11, 2024 to Mar 11, 2025
- Discretionary RAUM · $649M to $716MMar 11, 2024 to Mar 11, 2025
- HNW RAUM · $195M to $232MMar 11, 2024 to Mar 11, 2025
- Individual RAUM · $101M to $117MMar 11, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $8.3M to $9.7MMar 11, 2024 to Mar 11, 2025
- RAUM · $657M to $726MMar 11, 2024 to Mar 11, 2025
- Accounts · 393 to 426Oct 4, 2023 to Mar 11, 2024
- Charity clients · 5 to 3Oct 4, 2023 to Mar 11, 2024
- Corporate clients · 22 to 21Oct 4, 2023 to Mar 11, 2024
- HNW clients · 49 to 61Oct 4, 2023 to Mar 11, 2024
- Individual clients · 316 to 340Oct 4, 2023 to Mar 11, 2024
- Discretionary RAUM · $577M to $649MOct 4, 2023 to Mar 11, 2024
- HNW RAUM · $138M to $195MOct 4, 2023 to Mar 11, 2024
- Individual RAUM · $88.4M to $101MOct 4, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $3.8M to $8.3MOct 4, 2023 to Mar 11, 2024
- RAUM · $581M to $657MOct 4, 2023 to Mar 11, 2024
- Business name · T••••• L•• to T••••• I••••••••• P••••••• L••Jan 24, 2023 to Aug 18, 2023
- Legal name · T••••• L•• to T••••• I••••••••• P••••••• L••Jan 24, 2023 to Aug 18, 2023
- Related adviser · true to falseJan 24, 2023 to Aug 18, 2023
- Accounts · 368 to 393Mar 17, 2022 to Jan 24, 2023
- HNW clients · 67 to 49Mar 17, 2022 to Jan 24, 2023
- Individual clients · 273 to 316Mar 17, 2022 to Jan 24, 2023
- Employees · 10 to 11Mar 17, 2022 to Jan 24, 2023
- Discretionary RAUM · $711M to $577MMar 17, 2022 to Jan 24, 2023
- HNW RAUM · $197M to $138MMar 17, 2022 to Jan 24, 2023
- Individual RAUM · $93.8M to $88.4MMar 17, 2022 to Jan 24, 2023
Signals
6 dated events
- L•••••• B••••••••• S•••••• left T••••• I••••••••• P••••••• L•• for I••••••••• P••••••• (registered 2026-08-03)May 19, 2026 · Advisor changed firm · fact
- Elizabeth Suzanne Kellogg (Chief Compliance Officer) no longer on Schedule A of T••••• I••••••••• P••••••• L•• (listed 2023-01-24, absent 2023-08-18)Aug 18, 2023 · Control person left · inference
- S•••••• E•••••••• K•••••• left T••••• I••••••••• P••••••• L•• for B••••• W•••••• L•• (registered 2023-07-27)Jul 21, 2023 · Advisor changed firm · fact
- Elliott Robert Torray (Chairman) no longer on Schedule A of T••••• I••••••••• P••••••• L•• (listed 2021-06-30, absent 2021-10-06)Oct 6, 2021 · Control person left · inference
- Chase Nicholas Haffenreffer (Chief Investment Officer) no longer on Schedule A of T••••• I••••••••• P••••••• L•• (listed 2021-06-30, absent 2021-10-06)Oct 6, 2021 · Control person left · inference
- T••••• I••••••••• P••••••• L•• reported RAUM $659.0M, down 30% from $945.8M (2019-11-19 to 2020-03-12)Mar 12, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@torray.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-559-8200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-753-8174reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/torray-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-493-4600reportedpublic record, Form ADV, Jul 14, 2026
- Team page
- TORRAY.COM/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $250Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026