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RIA / WealthAdvisorCertified Financial Planner24 years in industry

IVAN DOUGLAS HOFFMAN

Advisor at FI3 FINANCIAL ADVISORS, LLC

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Oct 10, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Ivan Douglas Hoffman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FI3 FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Oct 31, 2001
First registration: Oct 10, 2002
Dual registered: no
IAPD individual key: 4596655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FI3 FINANCIAL ADVISORS, LLC	Independent wealth	Aug 21, 2013	n/a	yes	INDIANAPOLIS, IN	Current employment
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Jun 13, 2007	Jun 6, 2012	no	CARMEL, IN	Previous registration
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Jun 21, 2004	Jun 14, 2007	no	CARMEL, IN	Previous registration
IMC ADVISORS, LLC	Former SEC adviser	Feb 28, 2003	Jun 1, 2004	no	COLUMBUS, IN	Previous registration
IMC ADVISORS, LLC	Former SEC adviser	Oct 10, 2002	Dec 31, 2002	no	COLUMBUS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALEO FINANCIAL ADVISORS, LLC	FI3 FINANCIAL ADVISORS, LLC	Jun 6, 2012	Aug 21, 2013	441	Firm change after gap	Other
OXFORD FINANCIAL GROUP, LTD	VALEO FINANCIAL ADVISORS, LLC	Jun 14, 2007	Jun 13, 2007	-1	Firm change	Other
IMC ADVISORS, LLC	OXFORD FINANCIAL GROUP, LTD	Jun 1, 2004	Jun 21, 2004	20	Firm change	Other

Relationships

Registered with (4)

→ FI3 FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 21, 2013 to presentfactForm ADV
→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 13, 2007 to Jun 6, 2012factForm ADV
→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: previous registration
Jun 21, 2004 to Jun 14, 2007factForm ADV
→ IMC ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 28, 2003 to Jun 1, 2004factForm ADV

Dated events

No dated event names this entity yet.