DFX Intelligence

M••••• N••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M••••• N••••• H•••

Advisor at E•••••• A••••••• G••••• L••

Highlands Ranch, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:a9a2ab37-ac7e-87d3-097e-411b19f68dda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Aug 1, 2019	n/a	yes	GREENWOOD VILLAGE, CO\|Highlands Ranch, CO	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 15, 2018	Feb 13, 2019	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E•••••• A••••••• G••••• L••	Feb 13, 2019	Aug 1, 2019	169	Firm change	Other
S•••••••• I••••••••• M•••••••••	J••• M••••• S••••••••• L••	Mar 8, 2018	Aug 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:79:MO:2018-03-07	Mar 8, 2018	Aug 15, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (6)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Aug 1, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 15, 2018 to Feb 13, 2019factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 28, 2016 to Mar 8, 2018factForm ADV
→ M•••••• F••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9a2ab37-ac7e-87d3-097e-411b19f68dda
First observed: May 24, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.