DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••••• N••••• H•••

E•••••• A••••••• G••••• L••BD affiliatedHighlands Ranch, Co dual registrantIAPD 2890287

Feed of 09/15/2026

Also filed as Martin Holt

At current firm

7 y

since Aug 1, 2019

In the industry

27 y

since May 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 1, 2019 · Greenwood Village, Co
J••• M••••• S••••••••• L•• wirehouse
Aug 15, 2018 to Feb 13, 2019 · Greenwood Village, Co
S•••••••• I••••••••• M••••••••• former
Apr 28, 2016 to Mar 8, 2018 · Saint Louis, Mo
M•••••• F••••••••• L•• former
Feb 26, 2013 to Oct 29, 2014 · Greenwood Village, Co
I••••••••• C••••••• I•• unclassified
Mar 31, 2004 to Feb 6, 2007 · Lakewood, Co
C•••••• S••••• • C••• I••• national BD
May 24, 1999 to Feb 11, 2004 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
left Feb 13, 2019, registered Aug 1, 2019 (169 days) · Other
S•••••••• I••••••••• M••••••••• to J••• M••••• S••••••••• L••
left Mar 8, 2018, registered Aug 15, 2018 (160 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M•••••• F••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Oct 29, 2014, registered Apr 28, 2016 (547 days) · Other
I••••••••• C••••••• I•• to M•••••• F••••••••• L••
left Feb 6, 2007, registered Feb 26, 2013 (2212 days) · Other
C•••••• S••••• • C••• I••• to I••••••••• C••••••• I••
left Feb 11, 2004, registered Mar 31, 2004 (49 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address