DFX Intelligence

A•••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

A•••••• C•••••• M••••••••• I••

CRD 110767

SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:a9ae8c49-6cde-0605-3791-01c21347d493

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 58
Dated events: 13
On other graphs: 0
Observed: Mar 28, 2012 to Mar 26, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.0B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $4.9Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $161Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• R••• H••••••••	Certified Financial Planner	SOUTHFIELD, MI \| LISLE, IL	26	35	n/a	no
C••••••••• M•••••• K•••••	n/a	SOUTHFIELD, MI	16	33

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C•••••• G••••• I•••	HOLDING CO. OWNER	D	yes	08/1986	Mar 26, 2026	Mar 26, 2026
K•••••••• J••••• A••	CHIEF FINANCIAL OFFICER	Na	yes	10/2004	Mar 26, 2026	Mar 26, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
GRAND RAPIDS	Mi	United States	5	no
Independence	Oh	United States	4	no
Lisle	IL	United States	3	no
ANN ARBOR	Mi	United States	1	no
Saginaw	Mi	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	3.2%	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	n/a	n/a	$3.6B	11.7%	62	n/a	7	n/a

Relationships

Controls (9)

← A•••••• C•••••• G••••• I•••OwnerHOLDING CO. OWNER, ownership code D, domestic entity
Mar 26, 2026 to presentfactForm ADV
← K•••••• R•••••• L•••••••OwnerTRUSTEE, ownership code NA, individual
Mar 26, 2026 to presentfactForm ADV
← M•••••• G•••••• W•••••OwnerTRUSTEE, ownership code NA, individual
Mar 26, 2026 to presentfactForm ADV
← T••••••• J•••••• R•••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 26, 2026 to presentfact

Dated events

Occurred
Nov 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9ae8c49-6cde-0605-3791-01c21347d493
First observed: Mar 28, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.