DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A•••••• C•••••• M••••••••• I••
Latest filing Mar 26, 2026
First filing on the tape Mar 28, 2012 · 48 filings
SEC status approved since Oct 9, 1986
RAUM
$5.0B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$4.9B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
62
29 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$5.0B as of Mar 26, 2026
Mar 28, 2012$1.3B then
HNW client RAUM$3.0B as of Mar 26, 2026
Mar 27, 2018$1.5B then
State-registered IARs (5.B.3)29 as of Mar 26, 2026
Mar 28, 20120 then
Employees (5.A)62 as of Mar 26, 2026
Mar 27, 201353 then
Private funds: no history
RAUM n/a over the last fiscal year+12% a year over three
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- p•••ning led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- retirement p••• adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 235derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $335,749derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 14,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.0B60%
- Individuals$1.9B39%
- Pension and profit-sharing plans$39.9M0.8%
- Charitable organizations$24.5M0.5%
- Corporations and businesses$10.2M0.2%
- Individual clients
- 5,756reported
- HNW clients
- 1,531reported
- Pension plan clients
- 47reported
- Charitable clients
- 16reported
- Accounts
- 14,835reported
- Financial planning clients
- 14,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
31 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• R••• H••••••••Certified Financial Planner | Southfield, Mi | Aug 11, 2000 | 35 y | 0 |
| G••••• W••••• M••••• | Southfield, Mi | Jan 26, 2010 | 26 y | 1 |
| J•••••• N••••••• L•••Certified Financial Planner | Southfield, Mi | Jan 26, 2010 | 23 y | 0 |
| M•••••• S••••• H•••Certified Financial Planner | Southfield, Mi | Jan 26, 2010 | 19 y | 0 |
| R••••• L••••••• K•••••Certified Financial Planner | Southfield, Mi | Jan 26, 2010 | 29 y | 0 |
| R••• B• S••••••Certified Financial Planner | Southfield, Mi | Jan 26, 2010 | 21 y | 0 |
| C••••••••• M•••••• K••••• | Southfield, Mi | Jan 26, 2010 | 33 y | 0 |
| G•••••• O••• M••••••••Chartered Financial Analyst | Southfield, Mi | Feb 9, 2010 | 28 y | 0 |
| M••• G••••• W•••••Certified Financial Planner | Southfield, Mi | Apr 15, 2010 | 21 y | 0 |
| J••••• R••••• T•••••• | Southfield, Mi | Jun 7, 2010 | 26 y | 0 |
| K••• W•••••• M•••• | Southfield, Mi | Jun 17, 2010 | 18 y | 1 |
| D••••• D•••• M•••••Certified Financial Planner, Personal Financial Specialist | Southfield, Mi | Nov 4, 2010 | 16 y | 0 |
| T•••• R••• H•••Certified Financial Planner | Southfield, Mi | Nov 4, 2010 | 18 y | 0 |
| S••• K•••••• M••••••••Certified Financial Planner | Southfield, Mi | Apr 21, 2011 | 27 y | 0 |
| S••••••• A•• W•••••••Certified Financial Planner | Southfield, Mi | Nov 13, 2012 | 14 y | 0 |
| J•••• D•••• V•••••••••Certified Financial Planner | Grand Rapids, Mi | May 7, 2014 | 12 y | 0 |
| L••• B••• M••••Certified Financial Planner | Southfield, Mi | May 9, 2016 | 11 y | 0 |
| D•••• R• F•••••• | Independence, Oh | Jul 29, 2016 | 20 y | 1 |
| D•••• A• V•• S••••••Certified Financial Planner | Grand Rapids, Mi | Feb 15, 2017 | 11 y | 0 |
| R••• J••••• T••••••Certified Financial Planner | Southfield, Mi | Jul 22, 2019 | 13 y | 0 |
| I•• R••••• H•••• S•••• | Dallas, Tx | Jul 8, 2020 | 13 y | 1 |
| C••••• P•••••• P••••Certified Financial Planner | Southfield, Mi | Apr 30, 2021 | 11 y | 0 |
| P•••••• C•••••• C••••••Certified Financial Planner | Grand Rapids, Mi | Sep 1, 2021 | 10 y | 0 |
| C••• T••••• T••••••Certified Financial Planner | Southfield, Mi | Oct 12, 2021 | 13 y | 0 |
| V•••••• A••••••••• V•••••Chartered Financial Analyst | Southfield, Mi | Jan 16, 2024 | 21 y | 0 |
| C•••• K•••••• P•••••• | Grand Rapids, Mi | Aug 22, 2024 | 14 y | 0 |
| E•••• P••••••• C••• | Southfield, Mi | Aug 28, 2024 | 12 y | 0 |
| M•••• K••••• G•••• D• J••• | Southfield, Mi | Sep 27, 2024 | 12 y | 0 |
| B••••••• B••• H••• | Southfield, Mi | Sep 29, 2025 | 11 y | 0 |
| L••• A•••••••• C•••Chartered Financial Analyst | Southfield, Mi | Sep 29, 2025 | 11 y | 1 |
| C••••• N••••• F••• | Southfield, Mi | Jan 21, 2026 | 13 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.2% of current headcount3 left over 36 months
Left, latest
- J•••• J••••• W•••• to F••••••Nov 7, 2025 · RIA to RIA
- D••••• M••• A•••• to W•••••• I••• F•••••••• L••Jun 21, 2024 · RIA to a state-registered adviser
- J••••••• L••••••• D••••• to M•••••• W••••• M••••••••• L•May 8, 2024 · RIA to RIA
- J••• B•••••• P•••• to A•• C•••••• A•••••••Sep 30, 2019 · Other
- T••••• V••••• S••••• to R••••••• P•••••••• L••Dec 31, 2016 · Other
- A•• M•••• D•••••• to C••••••••• F•••••••• N••••••Oct 18, 2013 · Other
- M••• R•••••• D•••••• to D•••••• M••••••••• I•••Aug 30, 2013 · Other
- K••••••• L••••• J••••••• to T• A••••••••• I•••Jun 13, 2013 · Other
- J••••• K••• B••••••• to F••• A•••••••Sep 24, 2010 · Other
- S••• M• D•••••• to C•••• I••••••••• S••••••• C••••Jan 22, 2010 · Other
- M••• D••••• L••••••• to L•• F•••••••• L••Sep 15, 2009 · Other
- T••••• E••••• R•••• to L•• F•••••••• L••Nov 22, 2006 · Other
- M•••••• T•••••• C•••• to L•• F•••••••• L••Nov 22, 2006 · Other
Joined, latest
- I•• R••••• H•••• S•••• from S•••••••• A••••••• L••Jul 8, 2020 · Affiliated broker-dealer or bank to independent RIA
- J••••••• L••••••• D••••• from I•••••• A•••••••• I•••Mar 2, 2020 · Other
- D••••• M••• A•••• from C••••••••• C•••••• A•••••••Jan 2, 2018 · Other
- J•••• J••••• W•••• from Z•••• F••••••••Dec 5, 2017 · Other
- D•••• R• F•••••• from C••••••••• C•••••• A•••••••Jul 29, 2016 · Other
- J••• B•••••• P•••• from W•••• A•••• M••••••••• I•••Jun 12, 2014 · Other
- K••• W•••••• M•••• from W•••• F•••• A•••••••Jun 17, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• K••••• J• · Chief Operations Officer & Chief Compliance Officercontrolsince 10/2004 · owns less than 5%
- K•••••••• J••••• A•• · Chief Financial Officercontrolsince 10/2004 · owns less than 5%
- K•••••• R•••••• L••••••• · Trusteecontrolsince 10/2020 · owns less than 5%
- K•••••• C••••••••• M•••••• · Presidentcontrolsince 10/2004 · owns less than 5%
- M•••••• G•••••• W••••• · Trusteecontrolsince 10/2020 · owns less than 5%
- R•••••• R••••••• A••••• · Trusteecontrolsince 08/1986 · owns 10% to 25%
- T••••••• J•••••• R••••• · Vice Presidentcontrolsince 10/2010 · owns less than 5%
- R•••••• R••••••• A••••• · Shareholdercontrolsince 08/1986 · owns F of A•••••• C•••••• G•••• I•••• E••••••• S•••• O•••••••• P•••
- G••••••• E••••••••• C•••••• · Chief Compliance Officersince 06/2025 · owns less than 5%
- L•••••••• S••••••••• A•• · Chief Operations Officersince 01/2025 · owns less than 5%
Entity owners
- A•••••• C•••••• G••••• I••• · Holding Co. Ownerdirect · owns 50% to 75%
- A•••••• C•••••• G•••• I•••• E••••••• S•••• O•••••••• P••• · Esopindirect · owns 50% to 75% of A•••••• C•••••• G••••• I•••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southfield, Mi · principal | 31 | 3 | 0 | ||
| Grand Rapids, Mi | 5 | 0 | 1 | ||
| Lisle, Il | 3 | 0 | 0 | ||
| Independence, Oh | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grand Rapids, MI5 employees
- Independence, OH4 employees
- Lisle, IL3 employees
- Dallas, TX1 employees
- Ann Arbor, MI1 employees
- Saginaw, MI1 employees
- Traverse City, MI1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 26, 2026H••••••••• K••••• J• (CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-31 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 14,365 to 14,835Nov 7, 2025 to Mar 26, 2026
- Charity clients · 14 to 16Nov 7, 2025 to Mar 26, 2026
- HNW clients · 1,267 to 1,531Nov 7, 2025 to Mar 26, 2026
- Individual clients · 5,545 to 5,756Nov 7, 2025 to Mar 26, 2026
- Pension plan clients · 41 to 47Nov 7, 2025 to Mar 26, 2026
- Employees · 54 to 62Nov 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $4.4B to $4.9BNov 7, 2025 to Mar 26, 2026
- HNW RAUM · $2.4B to $3.0BNov 7, 2025 to Mar 26, 2026
- Individual RAUM · $1.9B to $1.9BNov 7, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $67.4M to $76.2MNov 7, 2025 to Mar 26, 2026
- Pension RAUM · $91.2M to $39.9MNov 7, 2025 to Mar 26, 2026
- RAUM · $4.5B to $5.0BNov 7, 2025 to Mar 26, 2026
- Advisory employees · 30 to 29Jun 20, 2025 to Nov 7, 2025
- Advisory activities · 4 to 5Jun 20, 2025 to Nov 7, 2025
- Employees · 55 to 54Jun 20, 2025 to Nov 7, 2025
- State-registered IARs · 30 to 29Jun 20, 2025 to Nov 7, 2025
- Financial planning clients · More than 500 to More than 500May 6, 2025 to Jun 20, 2025
- Accounts · 14,038 to 14,365Oct 4, 2024 to May 1, 2025
- Corporate clients · 11 to 13Oct 4, 2024 to May 1, 2025
- HNW clients · 938 to 1,267Oct 4, 2024 to May 1, 2025
- Individual clients · 6,007 to 5,545Oct 4, 2024 to May 1, 2025
- Pension plan clients · 45 to 41Oct 4, 2024 to May 1, 2025
- Discretionary RAUM · $3.9B to $4.4BOct 4, 2024 to May 1, 2025
- HNW RAUM · $1.9B to $2.4BOct 4, 2024 to May 1, 2025
- Individual RAUM · $2.0B to $1.9BOct 4, 2024 to May 1, 2025
- Non-discretionary RAUM · $123M to $67.4MOct 4, 2024 to May 1, 2025
- Pension RAUM · $91.0M to $91.2MOct 4, 2024 to May 1, 2025
- RAUM · $4.0B to $4.5BOct 4, 2024 to May 1, 2025
- Advisory employees · 29 to 30Sep 26, 2024 to Oct 4, 2024
- Employees · 54 to 55Sep 26, 2024 to Oct 4, 2024
- State-registered IARs · 29 to 30Sep 26, 2024 to Oct 4, 2024
- Advisory employees · 28 to 29Jun 21, 2024 to Sep 26, 2024
- Employees · 53 to 54Jun 21, 2024 to Sep 26, 2024
- State-registered IARs · 28 to 29Jun 21, 2024 to Sep 26, 2024
- Advisory employees · 29 to 28Jun 3, 2024 to Jun 21, 2024
- Employees · 54 to 53Jun 3, 2024 to Jun 21, 2024
- State-registered IARs · 29 to 28Jun 3, 2024 to Jun 21, 2024
- Accounts · 13,699 to 14,038Mar 1, 2024 to Mar 11, 2024
- Charity clients · 15 to 14Mar 1, 2024 to Mar 11, 2024
- Corporate clients · 9 to 11Mar 1, 2024 to Mar 11, 2024
Signals
13 dated events
- J•••• J••••• W•••• left A•••••• C•••••• M••••••••• I•• for Farther (registered 2025-11-03)Nov 7, 2025 · Advisor changed firm · fact
- D••••• M••• A•••• left A•••••• C•••••• M••••••••• I•• for W•••••• I••• F•••••••• L•• (registered 2024-05-31)Jun 21, 2024 · Advisor changed firm · fact
- J••••• Robert Cappelli (Trustee) no longer on Schedule A of A•••••• C•••••• M••••••••• I•• (listed 2024-04-24, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- Calvin John Shoemaker (Trustee) no longer on Schedule A of A•••••• C•••••• M••••••••• I•• (listed 2024-04-24, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- J••••••• L••••••• D••••• left A•••••• C•••••• M••••••••• I•• for M•••••• W••••• M••••••••• L• (registered 2024-05-15)May 8, 2024 · Advisor changed firm · fact
- J••••• Robert Cappelli (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• I••Mar 11, 2024 · Control person joined · fact
- Calvin John Shoemaker (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• I••Mar 11, 2024 · Control person joined · fact
- Allan Todd Marriott (Chief Compliance Officer) no longer on Schedule A of A•••••• C•••••• M••••••••• I•• (listed 2023-01-25, absent 2023-01-31)Jan 31, 2023 · Control person left · inference
- Walker Gerald Malone (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• I••Mar 31, 2022 · Control person joined · fact
- Lawrence Robert Kleber (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• I••Mar 31, 2022 · Control person joined · fact
- Calvin John Shoemaker (Director) no longer on Schedule A of A•••••• C•••••• M••••••••• I•• (listed 2022-01-27, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- J••••• Robert Cappelli (Director) no longer on Schedule A of A•••••• C•••••• M••••••••• I•• (listed 2022-01-27, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Allan Todd Marriott (Chief Compliance Officer) appeared on Schedule A of A•••••• C•••••• M••••••••• I••Mar 31, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-345-4783reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/A••••••-CAPITAL_2reportedpublic record, Form ADV, Sep 21, 2026
- Website
- w••.a••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 248-350-8543reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- a••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026