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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

MARCO ANTONIO ANAYA

Advisor at MARINER

Sacramento, CA

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Search this name across graphsid dfx:ria:a9b671b9-1e11-bb37-4219-083ecf219825

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 6, 2012
First registration: Aug 7, 2012
Dual registered: yes, broker-dealer
Other names: MARCO ANAYA|Marco Antonio Anaya|MARCO ANTONIO ANAYA MARMOLEJO
IAPD individual key: 5971130

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jun 9, 2026	n/a	yes	Sacramento, CA	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Dec 15, 2022	May 22, 2026	no	Sacramento, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2020	Dec 8, 2022	no	SACRAMENTO, CA\|SAN DIEGO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 19, 2014	May 21, 2020	no	SAN LEANDRO, CA\|PALO ALTO, CA\|SAN CARLOS, CA\|PALO ALTO, CA\|REDWOOD CITY, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 21, 2013	Jul 24, 2014	no	PORTOLA VALLEY, CA\|REDWOOD CITY, CA\|MENLO PARK, CA\|SAN JOSE, CA\|REDWOOD CITY, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 7, 2012	Jun 5, 2013	no	LOS GATOS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	Mariner	May 22, 2026	Jun 9, 2026	18	Firm change	Ibd to ibd
LPL FINANCIAL LLC	MARINER ADVISOR NETWORK	Dec 8, 2022	Dec 15, 2022	7	Firm change	RIA to RIA
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	May 21, 2020	Jun 9, 2020	19	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jul 24, 2014	Aug 19, 2014	26	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Jun 5, 2013	May 21, 2013	-15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283824:140195:CA:2026-05-22	May 22, 2026	Jun 9, 2026	SACRAMENTO, CA	Firm change

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Dec 15, 2022 to May 22, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2020 to Dec 8, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 19, 2014 to May 21, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 21, 2013 to Jul 24, 2014factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
Marco Antonio Anaya left Mariner Advisor Network for Mariner (registered 2026-06-09)
Form ADVobserved 4 days ago
Occurred
Dec 8, 2022
Advisor changed firm
Marco Antonio Anaya left Lpl Financial Llc for Mariner Advisor Network (registered 2022-12-15)
Form ADVobserved 4 days ago