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Advisor at EMPIRICAL ASSET MANAGEMENT, LLC
WELLESLEY, MA | FALMOUTH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL ASSET MANAGEMENT, LLC | Independent wealth | Jul 9, 2026 | n/a | yes | FALMOUTH, MA|WELLESLEY, MA | Current employment |
| VIRTUE CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 23, 2026 | Jul 1, 2026 | no | WEST FALLMOUTH, MA|BRENTWOOD, TN | Previous registration |
| FIRST NATIONAL ADVISORS LLC | Former SEC adviser | May 28, 2008 | Dec 31, 2025 | no | FALMOUTH, MA|ROCKLAND, MA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 21, 2005 | Aug 31, 2007 | no | STAMFORD, CT|NORWALK, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 3, 2004 | Aug 26, 2005 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIRTUE CAPITAL MANAGEMENT, LLC | EMPIRICAL ASSET MANAGEMENT, LLC | Jul 1, 2026 | Jul 9, 2026 | 8 | Firm change | RIA to RIA |
| FIRST NATIONAL ADVISORS LLC | VIRTUE CAPITAL MANAGEMENT, LLC | Dec 31, 2025 | Jan 23, 2026 | 23 | Firm change | RIA to RIA |
| PRINCIPAL SECURITIES, INC. | FIRST NATIONAL ADVISORS LLC | Aug 31, 2007 | May 28, 2008 | 271 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | PRINCIPAL SECURITIES, INC. | Aug 26, 2005 | Oct 21, 2005 | 56 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120859:167816:MA:2025-12-31 | Dec 31, 2025 | Jan 23, 2026 | ROCKLAND, MA | Firm change |