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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Sammamish, WA | Seattle, WA | EVERETT, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 17, 2025 | n/a | yes | Sammamish, WA|EVERETT, WA|Seattle, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 31, 2023 | May 29, 2024 | no | Edmonds, WA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 8, 2021 | Jun 23, 2023 | no | BELLEVUE, WA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 25, 2017 | Sep 13, 2021 | no | SEATTLE, WA|Seattle, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 23, 2023 | May 31, 2023 | -23 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 13, 2021 | Nov 8, 2021 | 56 | Firm change | Ibd to ibd |