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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

NATHANIEL ALLEN STARKEY

Advisor at LPL FINANCIAL LLC

RAPID CITY, SD

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Search this name across graphsid dfx:ria:a9c6c3eb-6afd-ac65-a5cb-52bf3fe3f6c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 11, 2009
First registration: Apr 2, 2013
Dual registered: yes, broker-dealer
Other names: NATHANIEL STARKEY
IAPD individual key: 5657517

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 11, 2023	n/a	yes	RAPID CITY, SD	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Mar 29, 2021	Sep 27, 2021	no	RAPID CITY, SD	Previous registration
BMS FINANCIAL ADVISORS, LLC	Former SEC adviser	Oct 5, 2020	Nov 9, 2023	no	RAPID CITY, SD	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 5, 2017	Jan 8, 2020	no	OAKDALE, MN	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 4, 2017	Jan 8, 2020	no	SCOTTSDALE, AZ	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Apr 15, 2014	Nov 10, 2017	no	DENVER, CO	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Apr 2, 2013	Apr 7, 2014	no	FRANKLIN, TN\|DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMS FINANCIAL ADVISORS, LLC	SAGEPOINT FINANCIAL, INC.	Nov 9, 2023	Mar 29, 2021	-955	Firm change after gap	RIA to ibd
SAGEPOINT FINANCIAL, INC.	LPL FINANCIAL LLC	Sep 27, 2021	Sep 11, 2023	714	Firm change after gap	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jan 8, 2020	Dec 5, 2017	-764	Channel change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	BMS FINANCIAL ADVISORS, LLC	Jan 8, 2020	Oct 5, 2020	271	Firm change	Ibd to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SAGEPOINT FINANCIAL, INC.	Nov 10, 2017	Dec 4, 2017	24	Firm change	Other
CURIAN CAPITAL, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 7, 2014	Apr 15, 2014	8	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134738:133763:SD:2023-11-09	Nov 9, 2023	Mar 29, 2021	RAPID CITY, SD	Firm change after gap
29604:133763:CO:2017-11-02	Nov 10, 2017	Dec 4, 2017	DENVER, CO	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ BMS FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 5, 2020 to Nov 9, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 29, 2021 to Sep 27, 2021factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 5, 2017 to Jan 8, 2020factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Apr 15, 2014 to Nov 10, 2017factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 2, 2013 to Apr 7, 2014factForm ADV

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
Nathaniel Allen Starkey left Bms Financial Advisors, Llc for Sagepoint Financial, Inc. (registered 2021-03-29)
Form ADVobserved 5 days ago