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R•••••• A•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

R•••••• A•••• G•••••••

Advisor at G•• S••••••••• I•••

PALM BEACH GARDENS, FL | SAN MARCOS, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:a9d4aa62-0d46-3b63-24f9-4363a41251f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	May 4, 2025	n/a	yes	SAN MARCOS, TX\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|AUSTIN, TX	Current employment
C•••••• A•••••••	Bd affiliated wealth	May 8, 2015	May 1, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	G•• S••••••••• I•••	May 1, 2025	May 4, 2025	3	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	May 1, 2025

Relationships

Registered with (5)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
May 4, 2025 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
May 8, 2015 to May 1, 2025factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 12, 2006 to May 1, 2025factForm ADV
→ G•••• A••••••• A•••••••• I•••

Dated events

Occurred
May 1, 2025
Advisor changed firm
R•••••• A•••• G••••••• left C•••••• A••••••• for G•• S••••••••• I••• (registered 2025-05-04)
Form ADVobserved 7 days ago
Occurred
May 1, 2025
Advisor changed firm
R•••••• A•••• G••••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2015-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9d4aa62-0d46-3b63-24f9-4363a41251f7
First observed: Apr 1, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.