DFX Intelligence

G•••••• M• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

G•••••• M• S•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Medford, NJ

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Search this name across graphsid dfx:ria:a9dcb0ac-32d3-d745-bc96-a5b26a509f53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 7, 2016	n/a	yes	Medford, NJ	Current employment
W••••• M••••••••• A••••••••• I•••	Independent wealth	Mar 6, 2009	Mar 1, 2016	no	CHERRY HILL, NJ\|CHERRY HILL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• A••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 1, 2016	Mar 7, 2016	6	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••••• M••••••••• A••••••••• I•••	Feb 13, 2009	Mar 6, 2009

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 7, 2016 to presentfactForm ADV
→ W••••• M••••••••• A••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2009 to Mar 1, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 26, 2007 to Feb 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9dcb0ac-32d3-d745-bc96-a5b26a509f53
First observed: Apr 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.