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RIA / WealthAdvisor23 years in industry

Erich William Spoonhour

Advisor at TRAJAN WEALTH, L.L.C.

SCOTTSDALE, AZ | Cary, NC

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Search this name across graphsid dfx:ria:a9ef9d2b-2aa9-4f76-4341-9f5b3bd95b99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRAJAN WEALTH, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 25, 2002
First registration: Jul 11, 2006
Dual registered: no
Other names: ERICH W SPOONHOUR
IAPD individual key: 4593598

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRAJAN WEALTH, L.L.C.	Independent wealth	Jan 5, 2025	n/a	yes	SCOTTSDALE, AZ\|Cary, NC	Current employment
MORGAN STANLEY	Wirehouse	Aug 22, 2017	Aug 14, 2023	no	RALEIGH, NC\|DURHAM, NC\|Asheville, NC\|CARY, NC\|Winston-Salem, NC\|Greensboro, NC\|WILMINGTON, NC\|CHAPEL HILL, NC\|Fayetteville, NC\|Raleigh, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 26, 2015	Mar 31, 2017	no	WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 11, 2006	Jun 29, 2015	no	SEVEN FIELDS, PA\|CHESWICK, PA\|PITTSBURGH, PA\|WEXFORD, PA\|PITTSBURGH, PA\|MARS, PA\|WILMINGTON, NC\|CALABASH, NC\|SOUTHPORT, NC\|WILMINGTON, NC\|WILMINGTON, NC\|HAMPSTEAD, NC\|WILMINGTON, NC\|WHITEVILLE, NC\|CALABASH, NC\|CHARLESTON, SC\|SOUTHPORT, NC\|MOUNT PLEASANT, SC\|WILMINGTON, NC\|MYRTLE BEACH, SC\|HILTON HEAD, SC\|PAWLEYS ISLAND, SC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WEXFORD, PA\|WILMINGTON, NC\|WILMINGTON, NC\|WHITEVILLE, NC\|WILMINGTON, NC\|HILTON HEAD, SC\|MYRTLE BEACH, SC\|PAWLEYS ISLAND, SC\|MOUNT PLEASANT, SC\|CHARLESTON, SC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	TRAJAN WEALTH, L.L.C.	Aug 14, 2023	Jan 5, 2025	510	Firm change after gap	Wirehouse to RIA
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 31, 2017	Aug 22, 2017	144	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Jun 29, 2015	Jun 26, 2015	-3	Firm change	Other

Relationships

Registered with (4)

→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 22, 2017 to Aug 14, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 26, 2015 to Mar 31, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 11, 2006 to Jun 29, 2015factForm ADV

Dated events

Occurred
Aug 14, 2023
Advisor changed firm
Erich William Spoonhour left Morgan Stanley for Trajan Wealth, L.L.C. (registered 2025-01-05)
Form ADVobserved 5 days ago