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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Francis Randall

Advisor at LPL FINANCIAL LLC

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Search this name across graphsid dfx:ria:a9f4b7e5-59eb-83a2-6581-db1e17f10923

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 22, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 20, 2007
First registration: Jul 22, 2015
Dual registered: yes, broker-dealer
Other names: FRANCIS M RANDALL|FRANK MILES RANDALL|FRANCIS MILES RANDALL
IAPD individual key: 5395510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 15, 2024	n/a	yes	WORCESTER, MA\|BROOKLYN, CT\|WEBSTER, MA\|WOODSTOCK, CT\|LEOMINSTER, MA\|ATHOL, MA\|OXFORD, MA\|PUTNAM, CT\|WORCESTER, MA\|LANCASTER, MA\|AUBURN, MA\|DANIELSON, CT\|STURBRIDGE, MA\|GROSVENORDALE, CT\|MILLBURY, MA	Current employment
EDWARD JONES	National bd RIA	Jul 7, 2022	Oct 8, 2024	no	North Grafton, MA\|ST LOUIS, MO\|WORCESTER, MA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 1, 2020	Jul 12, 2022	no	WALTHAM, MA	Previous registration
NEWPORT GROUP CONSULTING, LLC	Institutional manager	Dec 8, 2017	Dec 5, 2018	no	North Grafton, MA\|LAKE MARY, FL	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Jul 22, 2015	Sep 15, 2017	no	North Grafton, MA\|BERWYN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LPL FINANCIAL LLC	Oct 8, 2024	Oct 15, 2024	7	Firm change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	EDWARD JONES	Jul 12, 2022	Jul 7, 2022	-5	Firm change	Ibd to ibd
NEWPORT GROUP CONSULTING, LLC	PRINCIPAL SECURITIES, INC.	Dec 5, 2018	Jul 1, 2020	574	Firm change after gap	Other
BRINKER CAPITAL INC	NEWPORT GROUP CONSULTING, LLC	Sep 15, 2017	Dec 8, 2017	84	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 7, 2022 to Oct 8, 2024factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 1, 2020 to Jul 12, 2022factForm ADV
→ NEWPORT GROUP CONSULTING, LLCRegistered adviserregistration: previous registration
Dec 8, 2017 to Dec 5, 2018factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Jul 22, 2015 to Sep 15, 2017factForm ADV

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
Francis Randall left Edward Jones for Lpl Financial Llc (registered 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Jul 12, 2022
Advisor changed firm
Francis Randall left Principal Securities, Inc. for Edward Jones (registered 2022-07-07)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9f4b7e5-59eb-83a2-6581-db1e17f10923
First observed: Jul 22, 2015
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Francis Randall

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9f4b7e5-59eb-83a2-6581-db1e17f10923

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.