DFX Intelligence
Reading the graph
Reading the graph
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Advisor at 1••• I••••••••• A••••••• C••
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1••• I••••••••• A••••••• C•• | Mixed wealth | Jun 23, 2026 | n/a | yes | MILWAUKEE, WI | Current employment |
| T•••• C•••••• B••• P•••••• W••••• A••••••• | Independent wealth | Jul 15, 2024 | Jun 24, 2026 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••• C•••••• B••• P•••••• W••••• A••••••• | 1••• I••••••••• A••••••• C•• | Jun 24, 2026 | Jun 23, 2026 | -1 | Firm change | RIA to RIA |
| O•••• F•• I••• | T•••• C•••••• B••• P•••••• W••••• A••••••• | Mar 8, 2012 | Jul 15, 2024 |
| O•••• F•• I••• | Former SEC adviser | Nov 13, 2007 | Mar 8, 2012 | no | ALLEN, TX|BOCA RATON, FL|MCKINNEY, TX | Previous registration |
| V•••••••• F••••••••• L•• | Former SEC adviser | Sep 16, 2003 | Jun 17, 2004 | no | FORT WORTH, TX | Previous registration |
| 4,512 |
| Firm change after gap |
| Other |
| V•••••••• F••••••••• L•• | O•••• F•• I••• | Jun 17, 2004 | Nov 13, 2007 | 1,244 | Firm change after gap | Other |