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Advisor at SOUND VIEW WEALTH ADVISORS GROUP, LLC
Savannah, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND VIEW WEALTH ADVISORS GROUP, LLC | Independent wealth | Apr 4, 2019 | n/a | yes | Savannah, GA | Current employment |
| SOUND VIEW WEALTH ADVISORS, LLC | Former SEC adviser | Jan 11, 2019 | Apr 3, 2019 | no | Savannah, GA | Previous registration |
| SOUND VIEW WEALTH ADVISORS, LLC | Former SEC adviser | Nov 5, 2018 | Dec 31, 2018 | no | Savannah, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 8, 2011 | Apr 2, 2018 | no | SAVANNAH, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUND VIEW WEALTH ADVISORS, LLC | SOUND VIEW WEALTH ADVISORS GROUP, LLC | Apr 3, 2019 | Apr 4, 2019 | 1 | Channel change | RIA to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SOUND VIEW WEALTH ADVISORS, LLC | Apr 2, 2018 | Nov 5, 2018 | 217 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 291457:300927:GA:2019-04-03 | Apr 3, 2019 | Apr 4, 2019 | SAVANNAH, GA | Firm change |
| 7691:291457:GA:2018-04-02 | Apr 2, 2018 | Nov 5, 2018 | SAVANNAH, GA | Firm change |