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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 8, 2023 | Nov 3, 2023 | no | ATLANTA, GA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Feb 8, 2022 | Sep 1, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 14, 2009 | Aug 23, 2021 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Apr 13, 2007 | Dec 31, 2008 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Sep 1, 2023 | -63 | Bulk transfer | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | FSC SECURITIES CORPORATION | Sep 1, 2023 | Aug 8, 2023 | -24 | Channel change | Ibd to ibd |
| WADDELL & REED | SAGEPOINT FINANCIAL, INC. | Aug 23, 2021 | Feb 8, 2022 | 169 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | WADDELL & REED | Dec 31, 2008 | Jan 14, 2009 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:7461:AZ:2023-09-01 | Sep 1, 2023 | Aug 8, 2023 | SCOTTSDALE, AZ | Firm change |