DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 13, 2014 | n/a | yes | MINNEAPOLIS, MN|WHITEFISH, MT|COLUMBIA FALLS, MT | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jun 25, 2014 | no | Minneapolis, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jun 25, 2014 | Jun 13, 2014 | -12 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Jan 23, 2009 | Jun 1, 2009 | no | MINNEAPOLIS, MN | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 9, 2002 | Feb 11, 2009 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• • C•• L•• | Feb 11, 2009 | Jan 23, 2009 | -19 | Firm change | Other |