A•••• K••••••

Advisor at A•••••• P••••••• P•••••••• I•••

DUBUQUE, IA | Coon Rapids, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa035473-88d5-5d8b-188e-3b072ccb4c83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Nov 28, 2023	n/a	yes	DUBUQUE, IA\|Coon Rapids, MN	Current employment
S••••• W••••• A••••••••• L••	Former SEC adviser	Nov 19, 2019	Mar 28, 2024	no	Coon Rapids, MN\|PRIOR LAKE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A••••••••• L••	A•••••• P••••••• P•••••••• I•••	Mar 28, 2024	Nov 28, 2023	-121	Firm change after gap	RIA to ibd
P•••••••• S••••••••• I• W••••• M••••••••• L••	S••••• W••••• A••••••••• L••	Oct 7, 2019	Nov 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
151330:106237:MN:2024-03-28	Mar 28, 2024	Nov 28, 2023	PRIOR LAKE, MN	Firm change after gap

Relationships

Registered with (3)

→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ S••••• W••••• A••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2019 to Mar 28, 2024factForm ADV
→ P•••••••• S••••••••• I• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2014 to Oct 7, 2019factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa035473-88d5-5d8b-188e-3b072ccb4c83
First observed: Jan 20, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.