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P•••••••• S••••••••• I• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P•••••••• S••••••••• I• W••••• M••••••••• L••

CRD 110372

MAPLE GROVE, MN

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Search this name across graphsid dfx:ria:8a0fb44a-ff41-0388-d33a-f9475beed235

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Feb 2, 2012 to Feb 26, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $314MItem 5.F on the latest filing (2026-02-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $314M
Private client RAUM: $313MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••••••• M•••• B••••••	n/a	MAPLE GROVE, MN	12	31	n/a	no
S••• F• G••••	Certified Financial Planner	MAPLE GROVE, MN	3	13

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• K•••••••• M••••	MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER	C	yes	04/2020	Sep 10, 2020	Aug 1, 2024
G••••• S•••• F•	Member	B	yes	01/2024	Feb 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• S••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$314M	$296M	6.0%	$251M	7.7%	5	5	0	0

Relationships

Registered with (7)

← M•••• D••••Advisorregistration: current employment
Feb 3, 2025 to presentfactForm ADV
← S••• F• G••••Advisorregistration: current employment
Jan 26, 2023 to presentfactForm ADV
← K••••••• M•••• B••••••Advisorregistration: current employment
Jan 16, 2014 to presentfactForm ADV
← Samuel Alexander Johnson

Dated events

Occurred
Feb 21, 2024
Control person joined
F. S••• G•••• (Member) appeared on Schedule A of P•••••••• S••••••••• I• W••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 7, 2023
Advisor changed firm
Samuel Alexander Johnson left P•••••••• S••••••••• I• W••••• M••••••••• L•• for Boyum Wealth Architects Llc (registered 2023-06-16)
Form ADVobserved 7 days ago
Occurred
Feb 8, 2023
Control person left
Alexander Samuel Johnson (Managing Member) no longer on Schedule A of P•••••••• S••••••••• I• W••••• M••••••••• L•• (listed 2022-10-20, absent 2023-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a0fb44a-ff41-0388-d33a-f9475beed235
First observed: Feb 2, 2012
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 26, 2026	$314M	$314M	5	3	0	n/a	n/a
2024	Apr 15, 2025	$296M	$295M	5	4	0	n/a	n/a
2023	Feb 21, 2024	$276M	$276M	5	3	0	n/a	n/a
2022	Feb 8, 2023	$251M	$249M	6	4	0	n/a	n/a
2021	Feb 10, 2022	$267M	$260M	6	3	0	n/a	n/a
2020	Feb 19, 2021	$229M	$215M	6	3	0	n/a	n/a
2019	Mar 27, 2020	$202M	$190M	5	3	0	n/a	n/a
2018	Feb 21, 2019	$174M	$161M	5	4	0	n/a	n/a
2017	Mar 30, 2018	$175M	$164M	4	3	0	n/a	n/a
2016	Feb 2, 2017	$146M	$133M	5	3	n/a	n/a	n/a
2015	Feb 16, 2016	$129M	$115M	5	3	n/a	n/a	n/a
2014	Feb 10, 2015	$121M	$105M	4	3	n/a	n/a	n/a
2011	Mar 22, 2012	$77.9M	$75.9M	n/a	n/a	n/a	n/a	n/a