DFX Intelligence

J••••• R••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

J••••• R••••• S•••••••

Advisor at S•••••••• A•••••••• L••

San Antonio, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa0ce0e4-0a2a-f3fc-7a46-4a18dddaf7bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	May 22, 2025	n/a	yes	San Antonio, TX	Current employment
P•• F•••••••• G••••	Independent wealth	Jun 7, 2016	May 19, 2025	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• F•••••••• G••••	S•••••••• A•••••••• L••	May 19, 2025	May 22, 2025	3	Firm change	RIA to ibd
A•••••• R••••••• C••••••	P•• F•••••••• G••••	Sep 14, 2016	Jun 7, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
164109:284164:TX:2016-09-14	Sep 14, 2016	Jun 7, 2016	DALLAS, TX	Firm change after gap

Relationships

Registered with (5)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ P•• F•••••••• G••••Registered adviserregistration: previous registration
Jun 7, 2016 to May 19, 2025factForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Nov 12, 2013 to Sep 14, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
May 19, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa0ce0e4-0a2a-f3fc-7a46-4a18dddaf7bd
First observed: Sep 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.