This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Sep 1, 1995

First registration

Aug 30, 2006

Dual registered

yes, broker-dealer

IAPD individual key

2620340

• Occurred

  May 29, 2026
  Advisor owns new adviser

  Gregg Lance Zeoli, registered through Empire Financial Management Company, LLC (Holmdel, NJ), is a direct owner of Overwatch Capital Advisors LLC, an adviser first registered 2026-05-29; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aa10bef4-cd78-b48d-9fb5-9c4c550e80f1

First observed

Aug 30, 2006

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.