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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD 146097

HOLMDEL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f144d67-6fec-edd6-e94f-ce10edafeba0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 6
On other graphs: 0
Observed: Nov 16, 2015 to Sep 14, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0
Regulatory AUM: $706MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $675M
Private client RAUM: $680MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $78.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 983
Individual clients: 249
High net worth clients: 733
SEC number: 801-106958
CIK: 1971875
CRD: 146097
Filings on the tape: 33
First filed: Nov 16, 2015
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, NY
Website: empiream.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY V MANORY	n/a	HOLMDEL, NJ \| Bluffton, SC	9	32	2	yes
GREGG LANCE ZEOLI	n/a	HOLMDEL, NJ	9	31	3	yes
CHRISTOPHER GEORGE HAMILTON	Certified Financial Planner\|Chartered Financial Analyst	HOLMDEL, NJ	5	27	2	yes
EUGENE MARTIN SINGER	n/a	HOLMDEL, NJ	5	39	n/a	yes
CARL JOHN BASILE	n/a	HOLMDEL, NJ	5	33	n/a	yes
JASON A MUSCARI	n/a	HOLMDEL, NJ	5	25	n/a	yes
DANIEL REZHETS	n/a	HOLMDEL, NJ	5	14	n/a	yes
CHRISTOPHER VINING	n/a	HOLMDEL, NJ	5	12	n/a	yes
RONALD JOHN CIANCIMINO	n/a	HOLMDEL, NJ	5	13	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANJANY, LAUREN, MARIE	CHIEF OPERATING OFFICER	Na	yes	01/2020	Mar 30, 2020	Apr 2, 2024
EMPIRE ASSET MANAGEMENT OF NY	SOLE MEMBER/MANAGER	E	yes	03/2003	Feb 26, 2019	Apr 2, 2024
EMPIRE INVESTMENT GROUP HOLDINGS LLC	Owner	E	yes	11/2006	Nov 16, 2015	Apr 2, 2024
ZEOLI, GREGG, LANCE	Shareholder	D	yes	03/2003	Nov 16, 2015	Apr 2, 2024
ZEOLI, GREGG, LANCE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	Na	yes	12/2007	Nov 16, 2015	Apr 2, 2024
MANORY, ANTHONY, V	CHIEF INVESTMENT OFFICER	Na	no	01/2018	Feb 5, 2018	Apr 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EMPIRE ASSET MANAGEMENT COMPANY	n/a	n/a	n/a	N	yes	n/a
EMPIRE ASSET MANAGMENT INSURANCE AGENCY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$706M	$675M	12	10	0	n/a	n/a
2024	Mar 24, 2025	$520M	$492M	12	10	0	n/a	n/a
2023	Apr 2, 2024	$485M	$461M	12	10	0	n/a	n/a
2022	Mar 28, 2023	$403M	$390M	12	10	0	n/a	n/a
2021	Mar 9, 2022	$410M	$362M	12	10	0	n/a	n/a
2020	Mar 1, 2021	$360M	$350M	12	10	0	n/a	n/a
2019	Mar 30, 2020	$360M	$350M	12	10	0	n/a	n/a
2018	Feb 26, 2019	$330M	$300M	12	10	0	n/a	n/a
2017	Feb 5, 2018	$283M	$279M	12	10	0	n/a	n/a
2016	Mar 27, 2017	$185M	$180M	12	10	n/a	n/a	n/a
2015	Mar 28, 2016	$39.0M	$39.0M	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$706M	$520M	35.9%	$403M	20.5%	12	12	0	0

Relationships

Registered with (13)

← RONALD JOHN CIANCIMINOAdvisorregistration: previous registration
Jan 8, 2015 to Dec 7, 2015factForm ADV
← EUGENE MARTIN SINGERAdvisorregistration: current employment
Mar 29, 2021 to presentfactForm ADV
← CARL JOHN BASILEAdvisorregistration: current employment
Mar 29, 2021 to presentfactForm ADV
← JASON A MUSCARIAdvisorregistration: current employment
Mar 29, 2021 to presentfactForm ADV
← DANIEL REZHETSAdvisorregistration: current employment
Mar 29, 2021 to presentfactForm ADV
← CHRISTOPHER VININGAdvisorregistration: current employment
Mar 29, 2021 to presentfactForm ADV
← CHRISTOPHER GEORGE HAMILTONAdvisorregistration: previous registration
Feb 28, 2019 to Feb 28, 2019factForm ADV
← ANTHONY V MANORYAdvisorregistration: current employment
Oct 17, 2016 to presentfactForm ADV
← GREGG LANCE ZEOLIAdvisorregistration: previous registration
Jan 8, 2015 to Dec 7, 2015factForm ADV
← STEPHEN A BEJSIUKAdvisorregistration: previous registration
Feb 16, 2026 to Jun 4, 2026factForm ADV
← CORY PAUL SLOVIKAdvisorregistration: previous registration
Mar 29, 2021 to May 3, 2024factForm ADV
← Eric TowellAdvisorregistration: previous registration
May 21, 2021 to Aug 30, 2022factForm ADV
← RUSTAM NURHANAdvisorregistration: previous registration
Jan 8, 2015 to Dec 7, 2015factForm ADV

Owns (1)

← MANORY, ANTHONY, VOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 5, 2018 to Apr 2, 2024factForm ADV

Controls (4)

← ZEOLI, GREGG, LANCEOwnerSHAREHOLDER, ownership code D, individual
Nov 16, 2015 to Apr 2, 2024factForm ADV
← BANJANY, LAUREN, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2020 to Apr 2, 2024factForm ADV
← EMPIRE ASSET MANAGEMENT OF NYOwnerSOLE MEMBER/MANAGER, ownership code E, domestic entity
Feb 26, 2019 to Apr 2, 2024factForm ADV
← EMPIRE INVESTMENT GROUP HOLDINGS LLCOwnerOWNER, ownership code E, domestic entity
Nov 16, 2015 to Apr 2, 2024factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
Stephen A Bejsiuk left Empire Financial Management Company, Llc for Wells Fargo Advisors (registered 2026-07-07)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2025
Regulatory AUM changed
Empire Financial Management Company, Llc reported RAUM $688.4M, up 32% from $519.6M (2025-03-24 to 2025-09-25)
Form ADVobserved 4 days ago
$169M
Occurred
May 3, 2024
Advisor changed firm
Cory Paul Slovik left Empire Financial Management Company, Llc for Innovative Family Office Llc (registered 2024-06-14)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2022
Advisor changed firm
Eric Towell left Empire Financial Management Company, Llc for Cerity Partners Ocio Llc (registered 2022-08-15)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Marie Lauren Banjany (Chief Operating Officer) appeared on Schedule A of Empire Financial Management Company, Llc
Form ADVobserved 4 days ago
Occurred
Nov 16, 2015
First Form ADV filing
Empire Financial Management Company, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f144d67-6fec-edd6-e94f-ce10edafeba0
First observed: Nov 16, 2015
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD 146097

HOLMDEL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f144d67-6fec-edd6-e94f-ce10edafeba0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY V MANORY

n/a

HOLMDEL, NJ | Bluffton, SC

yes

GREGG LANCE ZEOLI

n/a

HOLMDEL, NJ

yes

CHRISTOPHER GEORGE HAMILTON

Certified Financial Planner|Chartered Financial Analyst

HOLMDEL, NJ

yes

EUGENE MARTIN SINGER

n/a

HOLMDEL, NJ

n/a

yes

CARL JOHN BASILE

n/a

HOLMDEL, NJ

n/a

yes

JASON A MUSCARI

n/a

HOLMDEL, NJ

n/a

yes

DANIEL REZHETS

n/a

HOLMDEL, NJ

n/a

yes

CHRISTOPHER VINING

n/a

HOLMDEL, NJ

n/a

yes

RONALD JOHN CIANCIMINO

n/a

HOLMDEL, NJ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANJANY, LAUREN, MARIE

CHIEF OPERATING OFFICER

yes

01/2020

Mar 30, 2020

Apr 2, 2024

EMPIRE ASSET MANAGEMENT OF NY

SOLE MEMBER/MANAGER

yes

03/2003

Feb 26, 2019

Apr 2, 2024

EMPIRE INVESTMENT GROUP HOLDINGS LLC

Owner

yes

11/2006

Nov 16, 2015

Apr 2, 2024

ZEOLI, GREGG, LANCE

Shareholder

yes

03/2003

Nov 16, 2015

Apr 2, 2024

ZEOLI, GREGG, LANCE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/2007

Nov 16, 2015

Apr 2, 2024

MANORY, ANTHONY, V

CHIEF INVESTMENT OFFICER

01/2018

Feb 5, 2018

Apr 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EMPIRE ASSET MANAGEMENT COMPANY

n/a

yes

n/a

EMPIRE ASSET MANAGMENT INSURANCE AGENCY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$706M

$675M

n/a

2024

Mar 24, 2025

$520M

$492M

n/a

2023

Apr 2, 2024

$485M

$461M

n/a

2022

Mar 28, 2023

$403M

$390M

n/a

2021

Mar 9, 2022

$410M

$362M

n/a

2020

Mar 1, 2021

$360M

$350M

n/a

2019

Mar 30, 2020

$360M

$350M

n/a

2018

Feb 26, 2019

$330M

$300M

n/a

2017

Feb 5, 2018

$283M

$279M

n/a

2016

Mar 27, 2017

$185M

$180M

n/a

2015

Mar 28, 2016

$39.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$706M

$520M

35.9%

$403M

20.5%