DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HIGHLAND INVESTMENT ADVISORS LLC

CRD 141694

PONTE VEDRA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa12f388-b0ff-0928-347c-74fa898059e3

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Dec 8, 2020 to Jun 30, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $368MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $367M
Private client RAUM: $346MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $36.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,412
Individual clients: 533
High net worth clients: 60
SEC number: 801-120113
CRD: 141694
Filings on the tape: 23
First filed: Dec 8, 2020
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, WI
Website: highlandinvestmentadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ADAM SEAN DRAKE	Chartered Financial Analyst	PONTE VEDRA, FL	17	26	1	no
BEVERLY PATRICK WHITMAN	Certified Financial Planner	PONTE VEDRA, FL \| BROOKFIELD, WI	6	12	2	no
ROBERT TERRENCE DIGNAN	Certified Financial Planner	BROOKFIELD, WI \| PONTE VEDRA, FL	5	22	4	no
ADAM RUSSELL STOECKLER	Certified Financial Planner	PONTE VEDRA, FL \| BROOKFIELD, WI	3	16	1	no
WILLIAM DAVID MORRISON	n/a	PONTE VEDRA, FL \| BROOKFIELD, WI	2	14	1	no
ANASTASIYA KOLODIY	n/a	PONTE VEDRA, FL	2	16	n/a	no
SCOTT JOHN KEIPPER	Personal Financial Specialist	PONTE VEDRA, FL \| Brookfield, WI	2	36	1	no
Ryan M. Moran	Certified Financial Planner\|Chartered Financial Analyst	BROOKFIELD, WI \| PONTE VEDRA, FL	2	11	1	no
Mark Monroe Whitman	Certified Financial Planner	PONTE VEDRA, FL	1	21	n/a	no
Abbigail Kuna	n/a	Brookfield, WI \| PONTE VEDRA, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRAKE, ADAM, SEAN	MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER	E	yes	01/2009	Dec 8, 2020	Dec 23, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brookfield	Wi	United States	6	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 16, 2026	$368M	$367M	11	10	2	n/a	n/a
2024	Feb 26, 2025	$309M	$309M	11	10	2	n/a	n/a
2023	Feb 29, 2024	$239M	$239M	8	7	3	n/a	n/a
2022	Jan 31, 2023	$173M	$173M	8	7	1	n/a	n/a
2021	Mar 30, 2022	$164M	$163M	6	5	2	n/a	n/a
2020	Mar 29, 2021	$112M	$111M	5	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$368M	$309M	19.4%	$173M	28.8%	11	11	1	2

Relationships

Registered with (12)

← Abbigail KunaAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← Mark Monroe WhitmanAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← Ryan M. MoranAdvisorregistration: current employment
Jul 8, 2024 to presentfactForm ADV
← SCOTT JOHN KEIPPERAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← ANASTASIYA KOLODIYAdvisorregistration: current employment
Jun 18, 2024 to presentfactForm ADV
← WILLIAM DAVID MORRISONAdvisorregistration: current employment
May 8, 2024 to presentfactForm ADV
← ADAM RUSSELL STOECKLERAdvisorregistration: current employment
Dec 1, 2022 to presentfactForm ADV
← ROBERT TERRENCE DIGNANAdvisorregistration: current employment
Jan 13, 2021 to presentfactForm ADV
← BEVERLY PATRICK WHITMANAdvisorregistration: current employment
Feb 3, 2020 to presentfactForm ADV
← ADAM SEAN DRAKEAdvisorregistration: current employment
Mar 31, 2009 to presentfactForm ADV
← Roy E CarreraAdvisorregistration: previous registration
Jan 2, 2013 to Mar 11, 2015factForm ADV
← ADAM MICHAEL FARRELLAdvisorregistration: previous registration
Aug 11, 2010 to Nov 14, 2011factForm ADV

Controls (1)

← DRAKE, ADAM, SEANOwnerMANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 8, 2020 to Dec 23, 2024factForm ADV

Dated events

Occurred
Jan 31, 2023
Control person left
Edward Kenneth Karr (President / Chief Compliance Officer) no longer on Schedule A of Highland Investment Advisors Llc (listed 2022-03-30, absent 2023-01-31)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2020
First Form ADV filing
Highland Investment Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa12f388-b0ff-0928-347c-74fa898059e3
First observed: Dec 8, 2020
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHLAND INVESTMENT ADVISORS LLC

CRD 141694

PONTE VEDRA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa12f388-b0ff-0928-347c-74fa898059e3

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ADAM SEAN DRAKE

Chartered Financial Analyst

PONTE VEDRA, FL

BEVERLY PATRICK WHITMAN

Certified Financial Planner

PONTE VEDRA, FL | BROOKFIELD, WI

ROBERT TERRENCE DIGNAN

Certified Financial Planner

BROOKFIELD, WI | PONTE VEDRA, FL

ADAM RUSSELL STOECKLER

Certified Financial Planner

PONTE VEDRA, FL | BROOKFIELD, WI

WILLIAM DAVID MORRISON

n/a

PONTE VEDRA, FL | BROOKFIELD, WI

ANASTASIYA KOLODIY

n/a

PONTE VEDRA, FL

n/a

SCOTT JOHN KEIPPER

Personal Financial Specialist

PONTE VEDRA, FL | Brookfield, WI

Ryan M. Moran

Certified Financial Planner|Chartered Financial Analyst

BROOKFIELD, WI | PONTE VEDRA, FL

Mark Monroe Whitman

Certified Financial Planner

PONTE VEDRA, FL

n/a

Abbigail Kuna

n/a

Brookfield, WI | PONTE VEDRA, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRAKE, ADAM, SEAN

MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER

yes

01/2009

Dec 8, 2020

Dec 23, 2024

City

State

Country

Employees

Also broker-dealer

Brookfield

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 16, 2026

$368M

$367M

n/a

2024

Feb 26, 2025

$309M

n/a

2023

Feb 29, 2024

$239M

n/a

2022

Jan 31, 2023

$173M

n/a

2021

Mar 30, 2022

$164M

$163M

n/a

2020

Mar 29, 2021

$112M

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$368M

$309M

19.4%

$173M

28.8%