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Advisor at HIGHLAND INVESTMENT ADVISORS LLC
BROOKFIELD, WI | PONTE VEDRA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHLAND INVESTMENT ADVISORS LLC | Independent wealth | Jan 13, 2021 | n/a | yes | PONTE VEDRA, FL|BROOKFIELD, WI | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Mar 13, 2020 | Sep 2, 2020 | no | WAUKESHA, WI | Previous registration |
| MIDLAND FINANCIAL ADVISORS, INC. | Former SEC adviser | Jun 12, 2009 | Jan 9, 2019 | no | DELAFIELD, WI | Previous registration |
| VOYAGER CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jun 29, 2006 | May 2, 2007 | no | WAUWATOSA, WI | Previous registration |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 30, 2005 | Dec 31, 2009 | no | MINOT, ND|MINOT, ND|DELAFIELD, WI|Minot, ND|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | HIGHLAND INVESTMENT ADVISORS LLC | Sep 2, 2020 | Jan 13, 2021 | 133 | Firm change | Ibd to RIA |
| MIDLAND FINANCIAL ADVISORS, INC. | AVANTAX ADVISORY SERVICES | Jan 9, 2019 | Mar 13, 2020 | 429 | Firm change after gap | RIA to ibd |
| CAPITAL FINANCIAL SERVICES, INC. | VOYAGER CAPITAL MANAGEMENT, LLC | Dec 31, 2009 | Jun 29, 2006 | -1,281 | Firm change after gap | Other |
| VOYAGER CAPITAL MANAGEMENT, LLC | MIDLAND FINANCIAL ADVISORS, INC. | May 2, 2007 | Jun 12, 2009 | 772 | Firm change after gap | Other |