DFX Intelligence
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W••••••••• FAMILY OFFICE LLC, CRD 110725
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••• N•••••• G••• | PRESIDENT, CEO | B | yes | 08/2018 | Aug 24, 2018 | Feb 12, 2021 |
| S••••••••• G••••• D•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2016 | Mar 21, 2016 | Feb 12, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W••••••••• E•••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| W••••••••• I•••••••• C••••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $1.3B | $881M | 46.0% | $635M | 26.5% | 19 | 15 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••• F•••••••• G••••• L••••• | 5 | Dec 31, 2021 | Jul 28, 2021 | COLUMBUS, OH | Firm absorbed | RIA to RIA | 100.0% |
| G• C•••••• M••••••••• L•• | 2 | Jan 24, 2017 | Jan 27, 2017 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H••••• P•••••••• L•• | 3 | Aug 23, 2018 | Sep 14, 2018 | COLUMBUS, OH | Team lift out | Other | 42.9% |
| DIRECTOR, INVESTMENTS |
| A |
| yes |
| 12/2008 |
| Mar 27, 2012 |
| Feb 12, 2021 |
| W•••••• J••••• H••••• | Chairman | Na | yes | 09/1986 | Mar 27, 2012 | Feb 12, 2021 |
| W•••••• J••••• H••••• | President | E | yes | 01/2019 | Mar 27, 2012 | Feb 12, 2021 |
| Z••••• J•••• P• | CHIEF INVESTMENT OFFICER | Na | yes | 01/2021 | Jan 31, 2019 | Feb 12, 2021 |
| W••••••••• H•••••••• I••• | Member | E | no | 01/2019 | Jan 31, 2019 | Feb 12, 2021 |
| $1.3B |
| $1.3B |
| 19 |
| 11 |
| 1 |
| n/a |
| n/a |
| 2019 | Mar 6, 2020 | $881M | $881M | 15 | 9 | 1 | n/a | n/a |
| 2018 | Jan 31, 2019 | $755M | $755M | 24 | 11 | 1 | n/a | n/a |
| 2017 | Mar 26, 2018 | $635M | $635M | 20 | 8 | 1 | n/a | n/a |
| 2016 | Mar 10, 2017 | $536M | $536M | 20 | 7 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $592M | $592M | 23 | 11 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $615M | $615M | 17 | 10 | n/a | n/a | n/a |
| 2013 | Feb 26, 2014 | $601M | $563M | 17 | 8 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $466M | $466M | 17 | 8 | n/a | n/a | n/a |
| COLUMBUS, OH |
| Team lift out |
| Other |
| 66.7% |