DFX Intelligence

M••• D• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M••• D• K•••••••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH

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Search this name across graphsid dfx:ria:2d6cf455-d541-6d5f-ee4a-c741792d259a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 6, 2018	n/a	yes	Columbus, OH	Current employment
E••••• J••••	National bd RIA	Aug 31, 2017	Sep 14, 2017	no	LEWIS CENTER, OH\|ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	J••• M••••• S••••••••• L••	Sep 14, 2017	Jun 6, 2018	265	Firm change	Ibd to wirehouse
C••••••• I••••••••• C••••••	E••••• J••••	Dec 7, 2016	Aug 31, 2017

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 6, 2018 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 31, 2017 to Sep 14, 2017factForm ADV
→ C••••••• I••••••••• C••••••Registered adviserregistration: previous registration
Dec 3, 2010 to Dec 7, 2016factForm ADV
→ P•••••••• M•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d6cf455-d541-6d5f-ee4a-c741792d259a
First observed: Jan 22, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.