J••• H• B•••••

Advisor at R••••• C••• F•••••••• A••••••• L••

NEWTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa1e7795-4072-bccb-fc95-b9d6b3a8de35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• C••• F•••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 30, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• C••• F•••••••• A••••••• L••	State registered	Jun 30, 2015	n/a	yes	NEWTON, MA	Current employment
W•••••••• I••••••••• P•••••••• L••	Former SEC adviser	Nov 25, 2013	Sep 23, 2015	no	W••••••••, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• I••••••••• P•••••••• L••	R••••• C••• F•••••••• A••••••• L••	Sep 23, 2015	Jun 30, 2015	-85	Firm change after gap	Other
W•••••• W••••• A•••••••• I•••	W•••••••• I••••••••• P•••••••• L••	Nov 19, 2013	Nov 25, 2013

Relationships

Registered with (6)

→ R••••• C••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 30, 2015 to presentfactForm ADV
→ W•••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 25, 2013 to Sep 23, 2015factForm ADV
→ W•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2009 to Nov 19, 2013factForm ADV
→ W•••••• P••••••• C•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa1e7795-4072-bccb-fc95-b9d6b3a8de35
First observed: Apr 14, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.