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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

DAVID ALLAN WELTON

Advisor at OSAIC WEALTH, INC.

ROGERS, AR

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Search this name across graphsid dfx:ria:aa213475-660d-baac-a486-dd87675aa17e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 11, 2011
First registration: Mar 14, 2011
Dual registered: yes, broker-dealer
Other names: DAVID ALLAN WELTON|DAVID ALLAN WELTON|DAVID ALLAN WELTON
IAPD individual key: 5876424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 9, 2024	n/a	yes	ROGERS, AR	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 29, 2014	Apr 23, 2024	no	Bentonville, AR	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Oct 9, 2012	Sep 24, 2014	no	BENTONVILLE, AR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 14, 2011	Sep 17, 2012	no	SPRINGDALE, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	Apr 23, 2024	Apr 9, 2024	-14	Firm change	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2014	Aug 29, 2014	-26	Firm change	Other
WELLS FARGO ADVISORS	CONCOURSE FINANCIAL GROUP ADVISORS	Sep 17, 2012	Oct 9, 2012	22	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 9, 2024 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 29, 2014 to Apr 23, 2024factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Oct 9, 2012 to Sep 24, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 14, 2011 to Sep 17, 2012factForm ADV

Dated events

Occurred
Apr 23, 2024
Advisor changed firm
David Allan Welton left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2024-04-09)
Form ADVobserved 4 days ago