DFX Intelligence

D•••• K• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D•••• K• A••••••

Advisor at P•• F•••••••• G••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:aa21667d-f50a-9b97-1c42-168126cc26c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• F•••••••• G••••	Independent wealth	Sep 26, 2019	n/a	yes	SAN ANTONIO, TX	Current employment
I••••••••• W••••• A•••••••• L••	Former SEC adviser	Dec 1, 2015	Aug 21, 2019	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• A•••••••• L••	P•• F•••••••• G••••	Aug 21, 2019	Sep 26, 2019	36	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P•• F•••••••• G••••Registered adviserregistration: current employment
Sep 26, 2019 to presentfactForm ADV
→ I••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2015 to Aug 21, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa21667d-f50a-9b97-1c42-168126cc26c8
First observed: Dec 1, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.