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D•••• R•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

D•••• R•••••• W••••••

Advisor at C•••••••

San Antonio, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa25a49b-07d4-9cab-06a6-905202545633

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 11, 2021	n/a	yes	San Antonio, TX	Current employment
C•••••••	Former SEC adviser	Jan 19, 2021	Nov 24, 2021	no	SAN ANTONIO, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	C•••••••	Nov 24, 2021	Oct 11, 2021	-44	Firm change after gap	Other
O•• A••••••• G••••	C•••••••	Sep 14, 2021	Jan 19, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152651:175112:TX:2021-11-24	Nov 24, 2021	Oct 11, 2021	SAN ANTONIO, TX	Firm change after gap
270005:152651:TX:2021-09-14	Sep 14, 2021	Jan 19, 2021	SAN ANTONIO, TX	Firm change after gap
125112:270005:TX:2015-11-11	Nov 11, 2015	Aug 3, 2015	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Jan 19, 2021 to Nov 24, 2021factForm ADV
→ O•• A••••••• G••••Registered adviserregistration: previous registration
Aug 3, 2015 to Sep 14, 2021factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa25a49b-07d4-9cab-06a6-905202545633
First observed: Jan 30, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.