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Advisor at EDWARD JONES
WORTHINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 9, 2024 | n/a | yes | WORTHINGTON, MN | Current employment |
| SWEET FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 1, 2021 | Aug 7, 2024 | no | FAIRMONT, MN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 18, 2013 | Nov 11, 2021 | no | FAIRMONT, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SWEET FINANCIAL PARTNERS, LLC | EDWARD JONES | Aug 7, 2024 | Aug 9, 2024 | 2 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SWEET FINANCIAL PARTNERS, LLC | Nov 11, 2021 | Nov 1, 2021 | -10 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:316739:MN:2021-11-09 | Nov 11, 2021 | Nov 1, 2021 | FAIRMONT, MN | Firm change |