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CRD 316739
FAIRMONT, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDERSON, BRITTANY, TIANA | MANAGING MEMBER & PRESIDENT | B | yes | 10/2021 | Sep 8, 2021 | Sep 4, 2024 |
| COQUYT, TINA, RAE | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2021 | Sep 8, 2021 | Sep 4, 2024 |
| KOLLOFSKI, OLIVER, ZENK | MANAGING MEMBER | B | yes | 10/2021 | Sep 8, 2021 | Sep 4, 2024 |
| SWEET, BRYAN, JAMES | MANAGING MEMBER | C | yes | 10/2021 | Sep 8, 2021 | Sep 4, 2024 |
| TOTZKE, TY, JASON | MANAGING MEMBER | C | yes | 10/2021 | Sep 8, 2021 | Sep 4, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 15, 2024 | $779M | $779M | 15 | 6 | 1 | n/a | n/a |
| 2022 | Mar 23, 2023 | $628M | $628M | 16 | 7 | 1 | n/a | n/a |
| 2021 | Feb 4, 2022 | $586M | $586M | 16 | 8 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $779M | $628M | 24.2% | n/a | n/a | 12 | 16 | 0 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CWM, LLC | 4 | Jan 2, 2025 | Oct 7, 2024 | FAIRMONT, MN | Firm absorbed | RIA to ibd | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 7 | Nov 9, 2021 | Nov 1, 2021 | FAIRMONT, MN | Team lift out | Ibd to new firm | 0.1% |