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CRD 104870
JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••••• C••••••• S••••••• | n/a | JERSEY CITY, NJ | 0 | 40 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| H•• T•••••• S••••• I••••••••• E••••• F•••• L• | Other Private Fund | $1.1B | Jul 19, 2024 | 63 | Jan 26, 2012 | reported | 021-199646 |
| H•• S•••••••• I••••• F••• I• L••• | Other Private Fund | $12.5M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• J••••• B• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Mar 28, 2023 | Jul 19, 2024 |
| H••••• D••••• C•••••• | CHIEF OPERATING OFFICER | Na | yes | 06/2013 | Jan 26, 2012 | Jul 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H•• T•••••• S••••• I••••••••• E••••• F••• G•• L•• ••••••• A••••••• | n/a | n/a | n/a | Y | no | n/a |
| J••••• C•••••• | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.9B | $2.6B | 15.1% | $2.1B | 12.6% | 16 | 16 | 0 | 0 |
| 3 |
| Jan 26, 2012 |
| dropped |
| 021-107891 |
| H•• O••••••••• F•••• L•• | Other Private Fund | $683,299 | Jun 23, 2020 | 15 | Mar 27, 2015 | dropped | n/a |
| Esop |
| D |
| yes |
| 12/1997 |
| Jan 26, 2012 |
| Jul 19, 2024 |
| P••••••••• M•••••• | LIMITED PARTNER OF H•• T•••••• S••••• I••••••••• E••••• F••• GP | A | yes | 12/2009 | Jan 26, 2012 | Jul 19, 2024 |
| H•••••• J••••••• T••••••• | Retired | B | no | 01/2017 | Jan 26, 2012 | Jul 19, 2024 |
| Apr 13, 2026 |
| $2.9B |
| $2.9B |
| 16 |
| 7 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 27, 2025 | $2.6B | $2.6B | 16 | 7 | 0 | 1 | n/a |
| 2023 | Mar 27, 2024 | $2.5B | $2.5B | 17 | 8 | 0 | 1 | $1.1B |
| 2022 | Mar 28, 2023 | $2.1B | $2.1B | 17 | 8 | 0 | 1 | $878M |
| 2021 | Mar 16, 2022 | $2.5B | $2.5B | 16 | 7 | 0 | 1 | $899M |
| 2020 | Mar 23, 2021 | $2.2B | $2.2B | 17 | 7 | 0 | 1 | $664M |
| 2019 | Mar 13, 2020 | $2.0B | $2.0B | 18 | 7 | 0 | 2 | $558M |
| 2018 | Mar 18, 2019 | $1.6B | $1.6B | 20 | 9 | 0 | 2 | $439M |
| 2017 | Mar 28, 2018 | $2.4B | $2.4B | 22 | 12 | 0 | 2 | $526M |
| 2016 | Mar 31, 2017 | $2.1B | $2.1B | 25 | 13 | n/a | 2 | $389M |
| 2015 | Mar 21, 2016 | $3.2B | $3.2B | 40 | 16 | n/a | 2 | $291M |
| 2014 | Mar 27, 2015 | $5.1B | $5.0B | 40 | 16 | n/a | 2 | $274M |
| 2013 | Mar 17, 2014 | $4.7B | $4.7B | 40 | 16 | n/a | 1 | $210M |
| 2012 | Mar 27, 2013 | $4.5B | $4.5B | 40 | 16 | n/a | 2 | $75.5M |
| 2011 | Jan 26, 2012 | $4.1B | $4.1B | n/a | n/a | n/a | 2 | $38.0M |