DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• E••• I••••••••• P•••••••• I•••
Latest filing Apr 13, 2026
First filing on the tape Jan 26, 2012 · 27 filings
SEC status approved since Jul 26, 1983
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$227,913 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.9B
derived; firm RAUM over IAPD count
Employees
16
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.9B as of Apr 13, 2026
Jan 26, 2012$4.1B then
HNW client RAUM$227,913 as of Apr 13, 2026
Mar 28, 2018$40.1M then
State-registered IARs (5.B.3)1 as of Apr 13, 2026
Mar 27, 20132 then
Employees (5.A)16 as of Apr 13, 2026
Mar 27, 201340 then
Private funds1 as of Apr 13, 2026
Jan 26, 20122 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $227,913derivedHNW RAUM over HNW clients
- Average account
- $42.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 40%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.7B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B60%
- Pension and profit-sharing plans$1.1B38%
- State and municipal entities$57.2M2.0%
- Charitable organizations$2.7M0.1%
- High-net-worth individuals$227,9130.0%
- Corporations and businesses$153,0360.0%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- 68reported
- Charitable clients
- n/areported
- Accounts
- 70reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $31.2M managedreported
- Custody of client assets
- $1.7B for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.59 institutional_share=0.4 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• C••••••• S••••••• | Jersey City, Nj | Jan 1, 2026 | 40 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• T•••••• S••••• I••••••••• E••••• F•••• L• | Other Private Fund | $1.1B | 63 | Jan 26, 2012 |
| H•• S•••••••• I••••• F••• I• L•••no longer reported | Other Private Fund | $12.5M | 3 | Jan 26, 2012 |
| H•• O••••••••• F•••• L••no longer reported | Other Private Fund | $683,299 | 15 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••• B• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- H••••• D••••• C•••••• · Chief Operating Officercontrolsince 06/2013 · owns less than 5%
- P••••••••• M•••••• · Limited Partner Of Hgk T•••••• S••••• International Equity Fund Gpcontrolsince 12/2009 · owns 5% to 10%
- H•••••• J••••••• T••••••• · Retiredsince 01/2017 · owns 10% to 25%
Entity owners
- H•• E••••••• S•••• O•••••••• P••• · Esopdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- H•• T•••••• S••••• I••••••••• E••••• F••• G•• L•• ••••••• A•••••••investment adviserpooled vehicle sponsory
- J••••• C••••••real estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 88 to 70Mar 27, 2025 to Mar 26, 2026
- HNW clients · 6 to 1Mar 27, 2025 to Mar 26, 2026
- Individual clients · 15.0 to unsetMar 27, 2025 to Mar 26, 2026
- Pension plan clients · 54 to 68Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $1.3B to $1.7BMar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.6B to $2.9BMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $2.0M to $227,913Mar 27, 2025 to Mar 26, 2026
- Individual RAUM · 35308207.0 to unsetMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $1.1B to $1.1BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BMar 27, 2025 to Mar 26, 2026
- RAUM · $2.6B to $2.9BMar 27, 2025 to Mar 26, 2026
- Wrap assets (manager) · $18.6M to $31.2MMar 27, 2025 to Mar 26, 2026
- Accounts · 80 to 88Jul 19, 2024 to Mar 27, 2025
- Advisory employees · 8 to 7Jul 19, 2024 to Mar 27, 2025
- HNW clients · 9 to 6Jul 19, 2024 to Mar 27, 2025
- Individual clients · 11 to 15Jul 19, 2024 to Mar 27, 2025
- Pension plan clients · 45 to 54Jul 19, 2024 to Mar 27, 2025
- Assets in custody · $0 to $1.3BJul 19, 2024 to Mar 27, 2025
- Employees · 17 to 16Jul 19, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 19, 2024 to Mar 27, 2025
- State-registered IARs · 2 to 1Jul 19, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.5B to $2.6BJul 19, 2024 to Mar 27, 2025
- HNW RAUM · $33.4M to $2.0MJul 19, 2024 to Mar 27, 2025
- Individual RAUM · $6.9M to $35.3MJul 19, 2024 to Mar 27, 2025
- Pension RAUM · $1.2B to $1.1BJul 19, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.1B to $1.3BJul 19, 2024 to Mar 27, 2025
- RAUM · $2.5B to $2.6BJul 19, 2024 to Mar 27, 2025
- Wrap assets (manager) · $18.1M to $18.6MJul 19, 2024 to Mar 27, 2025
- Business name · H•• A•••• M••••••••• I•• to H••••• E••• I••••••••• P•••••••• I•••Mar 27, 2024 to Jul 19, 2024
- HQ city · 0000740272 to JERSEY CITYMar 27, 2024 to Jul 19, 2024
- HQ state · DE to NJMar 27, 2024 to Jul 19, 2024
- Accounts · 81 to 80Sep 13, 2023 to Mar 27, 2024
- HNW clients · 12 to 9Sep 13, 2023 to Mar 27, 2024
- Individual clients · 18 to 11Sep 13, 2023 to Mar 27, 2024
- Pension plan clients · 44 to 45Sep 13, 2023 to Mar 27, 2024
- Assets in custody · $878M to $0Sep 13, 2023 to Mar 27, 2024
- HQ city · JERSEY CITY to 0000740272Sep 13, 2023 to Mar 27, 2024
- HQ state · NJ to DESep 13, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.1B to $2.5BSep 13, 2023 to Mar 27, 2024
- HNW RAUM · $34.6M to $33.4MSep 13, 2023 to Mar 27, 2024
Signals
2 dated events
- B Joann Conry (Chief Compliance Officer) appeared on Schedule A of H••••• E••• I••••••••• P•••••••• I•••Mar 28, 2023 · Control person joined · fact
- H••••• E••• I••••••••• P•••••••• I••• reported RAUM $1.6B, down 32% from $2.4B (2018-03-28 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- H••••• E••• I••••••••• P•••••••• I••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hudson-edge-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.h•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-659-3700reportedpublic record, Form ADV, Apr 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026