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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

GERALD PALMER PASCAL

Advisor at UBS FINANCIAL SERVICES INC.

Riverview, FL | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:aa289d6d-0177-4cca-ab68-dc7dfe6350af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Nov 17, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Gerald Palmer Pascal

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 15, 2005
First registration: Nov 17, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 5033755

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 15, 2016	n/a	yes	Riverview, FL\|WEST PALM BEACH, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 13, 2013	Nov 11, 2016	no	San Francisco, CA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jan 17, 2013	Feb 14, 2013	no	OAKLAND, CA\|DAMASCUS, MD	Previous registration
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Jan 17, 2013	Feb 14, 2013	no	OAKLAND, CA\|DAMASCUS, MD	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 17, 2013	Feb 14, 2013	no	OAKLAND, CA\|WINDSOR, CT	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Jun 2, 2010	Nov 20, 2012	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 17, 2005	Apr 21, 2006	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	UBS FINANCIAL SERVICES INC.	Nov 11, 2016	Nov 15, 2016	4	Firm change	Ibd to wirehouse
VOYA FINANCIAL ADVISORS, INC.	CHARLES SCHWAB & CO., INC.	Feb 14, 2013	Mar 13, 2013	27	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA FINANCIAL ADVISORS, INC.	Feb 14, 2013	Jan 17, 2013	-28	Firm change	Other
VOYA RETIREMENT ADVISORS, LLC	VOYA FINANCIAL PARTNERS, LLC	Feb 14, 2013	Jan 17, 2013	-28	Firm change	Other
ADVANCED EQUITIES, INC.	VOYA RETIREMENT ADVISORS, LLC	Nov 20, 2012	Jan 17, 2013	58	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	ADVANCED EQUITIES, INC.	Apr 21, 2006	Jun 2, 2010	1,503	Firm change after gap	Other

Relationships

Registered with (7)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Nov 15, 2016 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 13, 2013 to Nov 11, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 17, 2013 to Feb 14, 2013factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 17, 2013 to Feb 14, 2013factForm ADV
→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 17, 2013 to Feb 14, 2013factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Nov 20, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 17, 2005 to Apr 21, 2006factForm ADV

Dated events

No dated event names this entity yet.