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Advisor at OSAIC WEALTH, INC.
MAPLE GLEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | MAPLE GLEN, PA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 16, 2012 | Jun 14, 2024 | no | MAPLE GLEN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 12, 2005 | Mar 21, 2012 | no | BLUE BELL, PA|BLUE BELL, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SECURITIES AMERICA ADVISORS, INC. | Mar 21, 2012 | Mar 16, 2012 | -5 | Firm change | Other |