DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ERIC SCOTT KATZ

Advisor at LEO FUND SERVICES, LLC

Boca Raton, FL | EDISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa2f9de1-9a20-ae6d-ba48-fb635205e022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 7, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Eric Scott Katz

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEO FUND SERVICES, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 2
Registered states: 3
Exams: S63
First exam: Aug 18, 2017
First registration: Jan 7, 2003
Dual registered: yes, broker-dealer
Other names: ERIC SCOTT KATZ|ERIC SCOTT KATZ|ERIC KATZ
IAPD individual key: 4024339

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEO WEALTH, LLC	Independent wealth	Oct 20, 2016	n/a	yes	EDISON, NJ\|Boca Raton, FL	Current employment
LEO FUND SERVICES, LLC	Asset manager	Jun 2, 2015	n/a	yes	EDISON, NJ\|Boca Raton, FL	Current employment
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jan 7, 2003	Dec 12, 2005	no	PARSIPPANY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDMAN SACHS WEALTH SERVICES, L.P.	LEO FUND SERVICES, LLC	Dec 12, 2005	Jun 2, 2015	3,459	Firm change after gap	Other

Relationships

Registered with (3)

→ LEO WEALTH, LLCRegistered adviserregistration: current employment
Oct 20, 2016 to presentfactForm ADV
→ LEO FUND SERVICES, LLCRegistered adviserregistration: current employment
Jun 2, 2015 to presentfactForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jan 7, 2003 to Dec 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa2f9de1-9a20-ae6d-ba48-fb635205e022
First observed: Jan 7, 2003
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ERIC SCOTT KATZ

Advisor at LEO FUND SERVICES, LLC

Boca Raton, FL | EDISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa2f9de1-9a20-ae6d-ba48-fb635205e022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LEO WEALTH, LLC

Independent wealth

Oct 20, 2016

n/a

yes

EDISON, NJ|Boca Raton, FL

Current employment

LEO FUND SERVICES, LLC

Asset manager

Jun 2, 2015

n/a

yes

EDISON, NJ|Boca Raton, FL

Current employment

GOLDMAN SACHS WEALTH SERVICES, L.P.

Bd affiliated wealth

Jan 7, 2003

Dec 12, 2005

PARSIPPANY, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GOLDMAN SACHS WEALTH SERVICES, L.P.

LEO FUND SERVICES, LLC

Dec 12, 2005

Jun 2, 2015

3,459

Firm change after gap

Other