DFX Intelligence

J••••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••• M•••••• C••••••

Advisor at I••••••••• F•••••••• P•••••••

Rockledge, FL | COCOA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa376b7c-c956-189b-4b31-3b4c66f68c0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	May 26, 2009	n/a	yes	COCOA BEACH, FL\|Rockledge, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 30, 2012	Feb 10, 2012	no	SAN DIEGO, CA\|COCOA BEACH, FL\|VERO BEACH, FL\|VERO BEACH, FL\|ROCKLEDGE, FL\|ROCKLEDGE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Feb 10, 2012	n/a	n/a	Departure no registered destination	Departure
R•••••• J•••• F•••••••• S•••••••• I•••	I••••••••• F•••••••• P•••••••	Apr 28, 2009	May 26, 2009	28

Relationships

Registered with (3)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
May 26, 2009 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2012 to Feb 10, 2012factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2009 to Apr 28, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa376b7c-c956-189b-4b31-3b4c66f68c0e
First observed: Jan 2, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.