DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justin Matthew Connors
Feed of 09/15/2026
At current firm
17 y
since May 26, 2009
In the industry
28 y
since Jul 20, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Partners BD affiliated currentsince May 26, 2009 · Cocoa Beach, Fl
- LPL Financial LLC BD affiliatedJan 30, 2012 to Feb 10, 2012 · San Diego, Ca
- Raymond James Financial Services, Inc. unclassifiedJan 2, 2009 to Apr 28, 2009 · Cocoa Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to no registered destinationleft Feb 10, 2012 · Departure, no registered destination
- Raymond James Financial Services, Inc. to Independent Financial Partnersleft Apr 28, 2009, registered May 26, 2009 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address