This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASSET STRATEGIES, INC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 31, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

6

Exams

S66

First exam

Dec 31, 2009

First registration

Jan 12, 2010

Dual registered

no

Other names

RICKI HANNA|RICKI E HANNA

IAPD individual key

5732785

• Occurred

  Dec 31, 2024
  Advisor changed firm

  Ricki Eugene Hanna left Asset Strategies, Inc for Chicago Capital Management Advisors, Llc (registered 2023-11-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aa44075a-e610-c5ce-b28c-86573133cda9

First observed

Jan 12, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.