DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• M••••••••• I•••
GUTHRIE CENTER, IA | Laconia, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• I••• | Independent wealth | May 15, 2023 | n/a | yes | Laconia, NH|GUTHRIE CENTER, IA | Current employment |
| F••••••••• I••••••••• A••••••• L•• | Independent wealth | Jan 10, 2018 | May 8, 2023 | no | GILFORD, NH|PHOENIX, AZ|LACONIA, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••••• I••••••••• A••••••• L•• | A•••• W••••• M••••••••• I••• | May 8, 2023 | May 15, 2023 | 7 | Firm change | RIA to RIA |
| G••••••• A•••••••• L•• | F••••••••• I••••••••• A••••••• L•• | Dec 31, 2017 | Jan 10, 2018 |
| G••••••• A•••••••• L•• | Independent wealth | Jun 24, 2014 | Dec 31, 2017 | no | GILFORD, NH|ARDEN HILLS, MN | Previous registration |
| F•••••••• S••••••• A••••• I••• | n/a | Jan 27, 1999 | Aug 28, 2014 | no | TILTON, NH | Previous registration |
| 10 |
| Firm change |
| Other |
| F•••••••• S••••••• A••••• I••• | G••••••• A•••••••• L•• | Aug 28, 2014 | Jun 24, 2014 | -65 | Firm change after gap | Other |