DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BRIGHTSPHERE INVESTMENT MANAGEMENT

BRIGHTSPHERE INVESTMENT MANAGEMENT LLC, CRD 304491

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa4adb1c-58a5-a10b-541c-e90e0ccb352e

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2019 to Mar 30, 2020
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 46
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-117130
CRD: 304491
Filings on the tape: 2
First filed: Jul 5, 2019
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGHTSPHERE INC.	SOLE MEMBER OF BRIGHTSPHERE INVESTMENT MANAGEMENT LLC	E	yes	05/2019	Jul 5, 2019	Mar 30, 2020
BRIGHTSPHERE INVESTMENT GROUP INC.	SOLE SHAREHOLDER OF BRIGHTSPHERE INC.	E	yes	05/2014	Jul 5, 2019	Mar 30, 2020
RANA, SURENDER, SINGH	CHIEF FINANCIAL OFFICER, MANAGER	Na	yes	05/2019	Jul 5, 2019	Mar 30, 2020
YANG, GUANG, NO MIDDLE NAME	CHIEF EXECUTIVE OFFICER, MANAGER	Na	yes	05/2019	Jul 5, 2019	Mar 30, 2020
HART, RICHARD, JONATHAN	CHIEF LEGAL OFFICER	Na	no	05/2019	Jul 5, 2019	Mar 30, 2020
YUTER, AMY, S	CHIEF COMPLIANCE OFFICER	Na	no	06/2019	Jul 5, 2019	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACADIAN ASSET MANAGEMENT LLC	n/a	Other adviser	$177B	N	yes	n/a
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC	n/a	Other adviser	$59B	N	yes	n/a
THOMPSON SIEGEL & WALMSLEY LLC	n/a	Asset manager	$21B	N	yes	n/a
CAMPBELL GLOBAL, LLC	n/a	Other adviser	$7.0B	N	yes	n/a
COPPER ROCK CAPITAL PARTNERS LLC	n/a	Former SEC adviser	$3.9B	N	yes	n/a
INVESTMENT COUNSELORS OF MARYLAND LLC	n/a	Former SEC adviser	$3.2B	N	yes	n/a
BRIGHTSPHERE ASIA-PACIFIC LTD.	n/a	n/a	n/a	N	yes	n/a
BRIGHTSPHERE INTERNATIONAL LTD.	n/a	n/a	n/a	N	yes	n/a
LANDMARK PARTNERS LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$0	$0	46	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$0	n/a	n/a	n/a	n/a	46	n/a	0	n/a

Relationships

Affiliated with (7)

→ BARROW HANLEY GLOBAL INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ THOMPSON SIEGEL & WALMSLEY LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACADIAN ASSET MANAGEMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAMPBELL GLOBALRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INVESTMENT COUNSELORS OF MARYLANDRegistered adviserother investment adviser, common control
factForm ADV
→ COPPER ROCK CAPITAL PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ LANDMARK PARTNERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Owns (2)

← YUTER, AMY, SOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 5, 2019 to presentfactForm ADV
← HART, RICHARD, JONATHANOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Jul 5, 2019 to presentfactForm ADV

Controls (4)

← YANG, GUANG, NO MIDDLE NAMEOwnerCHIEF EXECUTIVE OFFICER, MANAGER, ownership code NA, individual
Jul 5, 2019 to presentfactForm ADV
← RANA, SURENDER, SINGHOwnerCHIEF FINANCIAL OFFICER, MANAGER, ownership code NA, individual
Jul 5, 2019 to presentfactForm ADV
← BRIGHTSPHERE INC.OwnerSOLE MEMBER OF BRIGHTSPHERE INVESTMENT MANAGEMENT LLC, ownership code E, domestic entity
Jul 5, 2019 to presentfactForm ADV
← BRIGHTSPHERE INVESTMENT GROUP INC.OwnerSOLE SHAREHOLDER OF BRIGHTSPHERE INC., ownership code E, domestic entity
Jul 5, 2019 to presentfactForm ADV

Dated events

Occurred
Jul 5, 2019
First Form ADV filing
Brightsphere Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa4adb1c-58a5-a10b-541c-e90e0ccb352e
First observed: Jul 5, 2019
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGHTSPHERE INVESTMENT MANAGEMENT

BRIGHTSPHERE INVESTMENT MANAGEMENT LLC, CRD 304491

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa4adb1c-58a5-a10b-541c-e90e0ccb352e

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGHTSPHERE INC.

SOLE MEMBER OF BRIGHTSPHERE INVESTMENT MANAGEMENT LLC

yes

05/2019

Jul 5, 2019

Mar 30, 2020

BRIGHTSPHERE INVESTMENT GROUP INC.

SOLE SHAREHOLDER OF BRIGHTSPHERE INC.

yes

05/2014

Jul 5, 2019

Mar 30, 2020

RANA, SURENDER, SINGH

CHIEF FINANCIAL OFFICER, MANAGER

yes

05/2019

Jul 5, 2019

Mar 30, 2020

YANG, GUANG, NO MIDDLE NAME

CHIEF EXECUTIVE OFFICER, MANAGER

yes

05/2019

Jul 5, 2019

Mar 30, 2020

HART, RICHARD, JONATHAN

CHIEF LEGAL OFFICER

05/2019

Jul 5, 2019

Mar 30, 2020

YUTER, AMY, S

CHIEF COMPLIANCE OFFICER

06/2019

Jul 5, 2019

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACADIAN ASSET MANAGEMENT LLC

n/a

Other adviser

$177B

yes

n/a

BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

n/a

Other adviser

$59B

yes

n/a

THOMPSON SIEGEL & WALMSLEY LLC

n/a

Asset manager

$21B

yes

n/a

CAMPBELL GLOBAL, LLC

n/a

Other adviser

$7.0B

yes

n/a

COPPER ROCK CAPITAL PARTNERS LLC

n/a

Former SEC adviser

$3.9B

yes

n/a

INVESTMENT COUNSELORS OF MARYLAND LLC

n/a

Former SEC adviser

$3.2B

yes

n/a

BRIGHTSPHERE ASIA-PACIFIC LTD.

n/a

yes

n/a

BRIGHTSPHERE INTERNATIONAL LTD.

n/a

yes

n/a

LANDMARK PARTNERS LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a