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CRD 105726
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN SHELTON HORSLEY | Chartered Financial Analyst|Chartered Investment Counselor | RICHMOND, VA | 31 | 32 | n/a | no |
| BRANDON HAYES HARRELL | Chartered Financial Analyst | RICHMOND, VA | 29 | 35 | n/a | no |
| WILLIAM MURRAY BELLAMY | Chartered Financial Analyst | RICHMOND, VA | 23 | 34 | n/a | no |
| BRETT PHELAN HAWKINS | Chartered Financial Analyst | RICHMOND, VA | 20 | 25 | n/a | no |
| WILLIAM PATRICK SCHUBMEHL | n/a | RICHMOND, VA | 19 | 30 | n/a | no |
| GREGORY GRAY GARLAND | Chartered Financial Analyst | RICHMOND, VA | 18 | 18 | n/a | no |
| STEDMAN DAVIS OAKEY | Chartered Financial Analyst | RICHMOND, VA | 14 | 21 | n/a | no |
| STELIOUS NMN ANTOURAKIS | n/a | RICHMOND, VA | 12 | 19 | n/a | yes |
| Sarah G Innes | Chartered Financial Analyst | RICHMOND, VA | 10 | 11 | n/a | yes |
| MATTHEW STAFFORD SOULE | Chartered Financial Analyst | RICHMOND, VA | NEWTON, MA | 10 | 10 | n/a | no |
| WAYNE WINBORNE BOYLES | n/a | RICHMOND, VA | 8 | 13 | 1 | yes |
| JAMES CODY TAFEL | n/a | RICHMOND, VA | 6 | 20 | n/a | no |
| BRYAN FRANCIS DURAND | Chartered Financial Analyst | RICHMOND, VA | 5 | 16 | n/a | no |
| STEPHEN YEE FAI HO | Chartered Financial Analyst | RICHMOND, VA | 4 | 13 | 1 | no |
| John Peter Moran | Chartered Financial Analyst | RICHMOND, VA | 3 | 10 | n/a | no |
| CODY NEAL CHAPMAN | n/a | RICHMOND, VA | Atlanta, GA | 2 | 17 | 2 | no |
| BERNARD MICHAEL KROLL | n/a | RICHMOND, VA | 2 | 10 | 2 | no |
| RICHARD FRANCIS WILLIAMS | n/a | NEW YORK, NY | RICHMOND, VA | 1 | 11 | n/a | yes |
| Matthew Emanuel Fernandez | Chartered Financial Analyst | RICHMOND, VA | NEW YORK, NY | 1 | 10 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WPS DIRECT, LLC | Hedge Fund | $103M | Dec 3, 2024 | 10 | Dec 1, 2022 | reported | 021-1909606 |
| WPS CAPITAL FUND, LLC | Hedge Fund | $99.4M | Dec 3, 2024 | 33 | Mar 29, 2012 | reported | 021-66246 |
| TSW OPPORTUNITIES FUND LP | Hedge Fund | $3.7M | Dec 3, 2024 | 0 | Dec 14, 2021 | reported | 021-1853656 |
| TS&W INVESTMENT HOLDINGS LP | Other Private Fund | $1.6M | Dec 3, 2024 | 0 | Dec 14, 2021 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOYLES, WAYNE, WINBORNE | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | Na | yes | 03/2018 | Mar 29, 2018 | Dec 3, 2024 |
| DURAND, BRYAN, FRANCIS | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | Na | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| GOLDEN, CHRISTOPHER, MARK | MEMBER BOARD OF MANAGERS | Na | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| HAWKINS, BRETT, PHELAN | CHIEF INVESTMENT OFFICER | Na | yes | 01/2015 | Jan 27, 2015 | Dec 3, 2024 |
| HORSLEY, JOHN, SHELTON | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | Na | yes | 01/2022 | Jan 27, 2022 | Dec 3, 2024 |
| Lo Proto, Alan, Jay | MEMBER BOARD OF MANAGERS | Na | yes | 07/2023 | Aug 17, 2023 | Dec 3, 2024 |
| Mosse, Simone, Alison | MEMBER BOARD OF MANAGERS | Na | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| PENDAL GROUP LIMITED | Shareholder | E | yes | 07/2021 | Aug 13, 2021 | Dec 3, 2024 |
| PENDAL USA INC. | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | yes | 07/2021 | Aug 13, 2021 | Dec 3, 2024 |
| PERPETUAL ACQUISITION COMPANY LTD. | Shareholder | E | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| PERPETUAL LIMITED | Shareholder | E | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| SQUIRES, CRAIG | MEMBER BOARD OF MANAGERS | Na | yes | 01/2023 | Feb 16, 2023 | Dec 3, 2024 |
| VAN SAUN, PIETER, EVERETT | CHIEF OPERATING OFFICER | Na | yes | 01/2022 | Jan 27, 2022 | Dec 3, 2024 |
| VANCASTER, JOSEPH, MICHAEL | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | Na | yes | 09/2019 | Mar 28, 2019 | Dec 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| JOHCM (USA) INC | n/a | Asset manager | $9.0B | N | yes | n/a |
| PERPETUAL LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| PERPETUAL US SERVICES, LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| TSW OPPORTUNITIES GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| WPS CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| WS&T INVESTMENT HOLDINGS GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $21B | $20B | 63 | 31 | 0 | 4 | n/a |
| 2024 | Jan 2, 2025 | $21B | $20B | 68 | 32 | 0 | 4 | n/a |
| 2023 | Dec 12, 2023 | $19B | $18B | 67 | 29 | 0 | 4 | $158M |
| 2022 | Dec 1, 2022 | $18B | $17B | 67 | 30 | 0 | 4 | $108M |
| 2021 | Dec 14, 2021 | $24B | $23B | 70 | 35 | 0 | 6 | $779M |
| 2020 | Mar 29, 2021 | $22B | $21B | 74 | 38 | 0 | 4 | $737M |
| 2019 | Mar 26, 2020 | $21B | $20B | 76 | 38 | 0 | 4 | $835M |
| 2018 | Mar 28, 2019 | $20B | $19B | 74 | 37 | 0 | 4 | $678M |
| 2017 | Mar 29, 2018 | $25B | $24B | 73 | 36 | 0 | 3 | $690M |
| 2016 | Mar 31, 2017 | $20B | $19B | 73 | 36 | n/a | 3 | $476M |
| 2015 | Mar 30, 2016 | $15B | $14B | 69 | 37 | n/a | 2 | $292M |
| 2014 | Mar 30, 2015 | $12B | $12B | 64 | 32 | n/a | 2 | $189M |
| 2013 | Mar 31, 2014 | $7.4B | $7.2B | 65 | 33 | n/a | 2 | $107M |
| 2012 | Mar 28, 2013 | $6.2B | $5.7B | 65 | 33 | n/a | 2 | $70.5M |
| 2011 | Mar 29, 2012 | $6.8B | $6.1B | n/a | n/a | n/a | 1 | $61.7M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $21B | $21B | 1.6% | $18B | 6.4% | 63 | 68 | 0 | 0 |