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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 26, 2020 | n/a | yes | HOUSTON, TX | Current employment |
| GRADIENT ADVISORS, LLC | Independent wealth | Jan 18, 2019 | Dec 31, 2019 | no | Kingwood, TX|ARDEN HILLS, MN | Previous registration |
| SPIRE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 16, 2018 | Dec 10, 2018 | no | KINGWOOD, TX|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRADIENT ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 31, 2019 | May 26, 2020 | 147 | Firm change | RIA to wirehouse |
| SPIRE WEALTH MANAGEMENT, LLC | GRADIENT ADVISORS, LLC | Dec 10, 2018 | Jan 18, 2019 | 39 | Firm change | RIA to RIA |