R••• L••• B••••

Advisor at M••••••

Cincinnati, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa59a345-aa21-2163-853e-234483737532

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 26, 2018	n/a	yes	Cincinnati, OH	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Jan 4, 2013	Nov 26, 2018	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Nov 26, 2018	Feb 26, 2018	-273	Firm change after gap	Other
R••••••••• C•••••• M••••••••• I•••	M•••••• W••••• A•••••••	Dec 31, 2012	Jan 4, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
165759:140195:OH:2018-11-26	Nov 26, 2018	Feb 26, 2018	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Feb 26, 2018 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2013 to Nov 26, 2018factForm ADV
→ R••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2005 to Dec 31, 2012factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa59a345-aa21-2163-853e-234483737532
First observed: Feb 27, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.